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  2. 19 January 2012

    FMA and SFO sign Memorandum of Understanding

    The Financial Markets Authority (FMA) and the Serious Fraud Office (SFO) have signed a Memorandum of Understanding (MOU) which will enhance their already close working relationship and drive greater efficiencies between the two agencies.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  3. 9 August 2011

    FMA announces appointment and reappointments to Code Committee

    The Board of the Financial Markets Authority has appointed Dimity Kingsford-Smith, a Professor of Law at the University of New South Wales, to the Code Committee for Authorised Financial Advisers for a term of three years.
    Tags
    Media release, News & Insights
    Type
    Page

  4. 18 March 2011

    Securities Commission Orders Whimp Partnerships to Correct 'Low Ball' Offers

    The Securities Commission has made orders against limited partnerships associated with Mr Bernard Whimp. The orders follow misleading offers made by the limited partnerships to buy shares in a number of listed companies. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  5. 16 July 2010

    Finance & Investments Partners Enforceable Undertaking

    The Securities Commission has accepted enforceable undertakings from the partners of Finance & Investments, Mr Andrew Harding and Mr Murray Scholfield.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 31 August 2022

    Robert Josef Schneider

    Robert Josef Schneider is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 24 March 2021

    ghctrades.com and in-tan.com

    We are concerned www.ghctrades.com and www.in-tan.com may be operating a scam. They are
    falsely claiming to be registered and regulated in New Zealand.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  13. 31 August 2022

    Findex NZ DBG

    Findex NZ DBG including: Findex Advice Services NZ Limited, Findex Financial Services NZ Limited, and Findex NZ Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  14. 10 August 2022

    bbcapital.com falsely using Black Bull Group identity

    FMA are concerned that https://bbcapitalmarket.com/ is operating a scam and falsely using the name of a New Zealand registered and licensed entity - Black Bull Group Limited (NZBN: 9429041417799) T/A Blackbull Markets. Black Bull Group Limited has advised the FMA that they are not associated with https://bbcapitalmarket.com/.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page