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  1. 18 October 2023

    Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

    The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.
    Tags
    Exemptions, Business
    Type
    PDF

  3. 30 October 2023

    Key findings from 2022 Supervisor relicensing

    Report on findings and areas for improvement identified by the FMA’s 2022 relicensing of Supervisors.
    Tags
    Reports and Papers, Roles, Business, News & Insights, Supervisor
    Type
    PDF

  4. 31 October 2023

    Climate-related Disclosures – Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  5. 31 October 2023

    Climate Related Disclosure Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes
    Type
    PDF

  6. 12 May 2021

    Myfiduciary (CNI) Ltd

    Myfiduciary (CNI) Ltd is a icenced DIMS provider. They were previously known as.Taupō Moana Investments Limited (FSP623349).
    Tags
    Discretionary investment management scheme (DIMS), Roles, Reporting entities, Business
    Type
    Page

  7. 31 August 2015

    Become Wealth Ltd

    Become Wealth Ltd, previously known as Milestone Direct Limited, FSP249805, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  9. 12 October 2023

    Unregistered businesses

    The FMA publishes the names of unregistered businesses that have been reported as offering financial services to New Zealanders.
    Tags
    Investor warning, Consumer
    Type
    Page

  10. 13 November 2023

    Make a complaint

    We investigate a range of complaints about the conduct of individuals and businesses that operate in our financial markets. This page talks about when you should complain to us and who better to contact for complaints that fall outside of our remit. You will also find out how to make a complaint and the information we need in order to process a complaint.
    Tags
    Complaint, Business
    Type
    Page

  11. 15 November 2023

    FMA opens consultation on fair outcomes for consumers and markets

    FMA has opened consultation on its approach to outcomes focused regulation, including the fair outcomes for consumers and markets it wants to see financial service providers focus on. The FMA welcomes feedback from all its stakeholders. 
    Tags
    Media release, Conduct, Business, News & Insights
    Type
    Page

  12. 15 November 2023

    Private Asset Management Ltd (PAM) DBG

    Private Asset Management Limited DBG includes: Private Asset Management Limited, Graeme Leslie TEE, Angela Linda MAUNSELL-TERRY, and Walter Brent SHEATHER.
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  13. 15 November 2023

    Lifetime Retirement Income DBG

    Lifetime Retirement Income DBG includes Lifetime Asset Management Limited and Lifetime Trustee Limited.
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page