Back

Search results

Found 3701 results. Displaying page 93 of 247

  1. 11 June 2015

    New roles within the FMA executive team

    The Financial Markets Authority (FMA) has made the following appointments to its executive team effective 1 July 2015.
    Tags
    FMA executive team, Governance, Media release, FMA, News & Insights
    Type
    Page

  2. 14 September 2022

    KiwiSaver Statements survey

    KiwiSaver statements survey to understand members’ engagement with their annual statement and attitudes towards KiwiSaver.
    Tags
    Managed investment schemes, Supervisor, Roles, KiwiSaver & Superannuation, Business, Consumer
    Type
    Page, Surveys

  3. 1 December 2016

    The end of the beginning for the new regime in financial services

    A decade in the making, today marks the beginning of a new era in the regulation of New Zealand’s financial markets. The introduction of a stronger regime overseeing financial markets, based on the good conduct of providers, has been in train since before the establishment of the Capital Markets Development Taskforce in 2008.
    Tags
    New Financial Advice regime, Media release, Business, News & Insights
    Type
    Page

  4. 16 October 2015

    Anthony John Munro

    Anthony John Munro, FSP5501, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  5. 30 August 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018

    The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  6. 15 November 2019

    Crests Financial

    We have received a complaint from a New Zealand resident who invested with Crests Financial, who are withholding the release of any funds. Crests Financial is not licensed or registered to provide financial services in New Zealand. We are concerned that they may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 17 December 2019

    Trendingraphs (Premium Systems)

    Trendingraphs (Premium Systems) is not a registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 10 March 2021

    Consultation: Recognition of Australian adviser qualifications

    Consultation: Recognition of Australian adviser qualifications. When the new regime is in force, we propose to recognise that individual Australian advisers demonstrate the competence, knowledge and skill standards set by the Code if they hold certain Australian adviser qualifications, and to confirm this in a statement on our website.
    Tags
    Financial Adviser, Roles, Consultations, Business
    Type
    Page

  9. 13 November 2020

    Bitcoin Future

    We are concerned that Bitcoin Future has the hallmarks of a scam. We recommend exercising caution before dealing with this entity as it is not registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 17 December 2020

    Paradox Therapeutics

    We recommend exercising caution when dealing with Paradox Therapeutics. Paradox Therapeutics representatives have made unsolicited calls to New Zealand residents offering investment in the entity.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  11. 24 September 2021

    Suspected scam involving persons purporting to be from the FMA

    The FMA is aware of an individual by the name of Evan Francisco, purporting to be an 'Admin Officer' from the FMA, calling New Zealand residents to offer assistance with the recovery of funds invested in a previous scam.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  12. 4 October 2021

    bitsharechain.com

    The website is currently not operative but we believe there were false claims made on this website that they are connected with a company incorporated in New Zealand – Bit Management Limited. Bit Management Limited has confirmed that they do not operate and are not associated with this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  13. 20 December 2021

    FMA warning: false and misleading claims by CapitalInvestments.com

    The website offers trading on the forex market, stock market, and crypto currency market with the ability to gain unrealistically high returns (starter plan: 10% daily for 3 days, through to mega plan: 10% return daily for 30 days).
    The website is using the registration details of a legitimate New Zealand company called ‘Capital Investments Trust Limited (1547699)’. This company has confirmed having no association with the website nor were they aware that the website was using their registration details and business name.
    An investor complained about being unable to withdraw any of his invested funds.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  14. 1 February 2022

    保护您的财富 在虎年守护您来之不易的积蓄

    The FMA has put together some tips on how you can look after your hard-earned savings and protect your wealth in 2022, the Year of the Tiger. This is the Mandarin version of our campaign page.
    Tags
    Investor information, FMA stories, Consumer, News & Insights
    Type
    Page

  15. 31 August 2022

    Aotea Asset management DBG

    Aotea Asset management DBG is a designated business group that names Aotea Asset Management Limited and AAM Fund 1 Limited Partnership in the group
    Tags
    Designated Business Group (DBG), AML/CFT, Roles, Business
    Type
    Page