Back

Search results

Found 3701 results. Displaying page 78 of 247

  1. 23 July 2021

    Vivier and Company Limited

    Vivier and Company Limited
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  2. 20 March 2023

    WARNING: Validus

    WARNING: Validus is not registered to provide financial services in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 4 September 2019

    Coinbrokerz

    We are concerned that Coinbrokerz has the hallmarks of a scam, including withholding clients' funds, requesting clients to transfer additional funds before being able to withdraw investments and requesting funds to be sent tomultiple bank accounts that do not match Coinbrokerz's name.
    Tags
    International regulator alerts, Suspected scam, Scams
    Type
    Page

  4. 15 March 2023

    Providing advice on behalf of someone else

    Providing advice on behalf of someone else is a way you can operate under the new financial advice regime. See the licensing requirements, costs and next steps here.
    Tags
    New Financial Advice regime, Business
    Type
    Page

  7. 25 July 2022

    Bank regulatory capital

    Registered banks in New Zealand must hold a certain amount of ‘capital’ to make them less likely to go out of business. This is called regulatory capital, and banks offer financial products to raise this money. Find out more about the risks and common terms here.
    Tags
    Ways to invest, Investing, Bank regulatory capital, Consumer
    Type
    Page

  8. 30 September 2020

    Bitcoin System

    Bitcoin System could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 3 March 2021

    ‘Director for hire’ Michael Reps sentenced for FSPR abuse

    Michael Reps, the New Zealand-based director of Pegasus Markets Limited, has been sentenced to two months community detention and 90 hours community work after criminal charges were brought by the Financial Markets Authority (FMA) for breaches to the Financial Service Providers (Registration and Dispute Resolution) Act (FSP Act).
    Tags
    Cases, Media release, FMA, News & Insights, Enforcement
    Type
    Page

  10. 15 May 2018

    Second company and director charged over FSPR abuse

    Second company and director charged over FSPR abuse. The company is charged with two counts of breaching section 12 of the FSP Act.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 11 April 2024

    Financial adviser

    To use the term Financial Adviser from the start of the new financial advice regime, you must be registered on the Financial Service Providers Register (FSPR) and engaged by a licensed financial advice provider (FAP) (or authorised body).　
    Find out more about licensing, your ongoing obligations and duties and complying with the new Code of Professional Conduct; liabilities and enforcement and frequently asked questions on this page.
    Tags
    New Financial Advice regime, Compliance, Financial Adviser, FSPR, Obligations, Licensing & registration, Roles, Business
    Type
    Page

  12. 26 June 2024

    KiwiSaver statements help you plan for tomorrow

    Now is the time to check your KiwiSaver statement. It will arrive in the letter box, email, or via your provider’s KiwiSaver app. Don’t put it in a drawer! It’s not a bill, it’s a tool to help you plan.
    Tags
    Article, KiwiSaver & Superannuation, Opinion, Consumer, News & Insights
    Type
    Page

  13. 13 December 2011

    FMA announces full repayment of funds for Kiwi Finance investors

    The Financial Markets Authority announced that debenture investors in Kiwi Finance Ltd will receive full reimbursement and are to be repaid approximately $1.2 million. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page