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  1. 23 June 2023

    Monitoring Climate Disclosures: Paving the way for transparency and accountability

    Jenika Phipps, Manager Climate Related Disclosures talks about monitoring climate disclosures towards transparency and accountability in this opinion piece from the FMA.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  3. 20 May 2022

    All legislation overseen by the FMA

    FMA oversees a range of legislation. We also have certain powers, monitor compliance, investigate and enforce conduct that may consitute a contravention of other legislation where it applies to financial market firms and individuals. View all legislation we oversee on this page.
    Tags
    Legislation, Business
    Type
    Page

  4. 21 July 2023

    Financial institution licensing FAQs

    Find answers to frequently asked questions about financial institution licensing (also known as CoFI licensing) on this page.
    Tags
    Licensing & registration, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business
    Type
    Page

  5. 6 August 2021

    The Great FMA Debate

    FMA Debates give industry heavyweights the chance to face off in public in a light-hearted, competitive debate over important matters affecting Kiwi investors.
    Tags
    Campaigns, Article, Consumer, News & Insights
    Type
    Page

  7. 17 November 2011

    FMA releases results of stakeholder research findings

    FMA has published on its website a report written by management consultants Oliver Wyman detailing the findings of local stakeholder research. The research was conducted at the point FMA was established earlier in 2011.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 16 August 2023

    Speech by Clare Bolingford to the Financial Services Council Conference 2023

    Clare Bolingford, FMA Executive Director, Regulatory Delivery. Speech to the Financial Services Council Conference, 16th August 2023.
    Tags
    Speeches and presentations , Conduct, FMA people, Conduct of Financial Institutions Bill (CoFI), Business, FMA, News & Insights
    Type
    Page

  14. 30 September 2018

    ERoad - Hamish Sansom and Jeffrey Peter Honey

    The FMA alleges that an Eroad employee sent text messages to a former Eroad employee that contained confidential material information relating to Eroad’s performance in the period to 30 September 2015. That individual then traded 15,000 Eroad shares. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  15. 29 July 2021

    Developing cyber resilience for financial advice providers

    Guidance for small and medium-sized financial advice providers (FAPs) on enhancing the security and resilience of their technology systems.
    Tags
    Roles, Financial Advice Provider, Directors, Financial Adviser, Business
    Type
    Page, Guidance