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Found 3037 results. Displaying page 198 of 203

  1. 9 April 2019

    Former CFO to pay $150,000, barred for Securities Markets Act breaches

    Mr Talbot has admitted to insider trading conduct and entered a guilty plea on a representative charge for a breach of disclosure obligations at Auckland High Court last month. Read more
    Tags
    Cases, Insider trading, Media release, News & Insights, Enforcement
    Type
    Page

  2. 16 April 2019

    Director sentenced to community service for abuse of FSPR

    A New Zealand-based director of Morgan DeVere Corporate Finance Limited has been sentenced to 75 hours of community service for breaching the Financial Service Providers (Registration and Dispute Resolution) Act 2008. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 28 March 2019

    FMA confirms new appointments to executive committee

    The Financial Markets Authority (FMA) today confirmed two new appointments to its Executive Committee. Read more.
    Tags
    Governance, Media release, FMA executive team, FMA, News & Insights
    Type
    Page

  4. 24 January 2019

    NZX & FMA initiate industry review: Capital Markets 2029

    NZX and FMA have initiated an industry-led review of New Zealand’s capital markets. Capital Markets 2029 is designed to deliver a ten-year vision and growth agenda for the sector.
    Tags
    Media release, Roles, Business, News & Insights, Market operator
    Type
    Page

  5. 29 January 2018

    Oscar nominee to screen at NZ fraud film festival

    The Oscar-nominated documentary Abacus: Small Enough to Jail is just one of the highlights of the second New Zealand International Fraud Film Festival taking place in Auckland on Friday the 2nd and Saturday the 3rd of March.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  7. 29 November 2017

    Key Audit Matters – A ‘stock take’ of the New Zealand experience

    The External Reporting Board (XRB) and Financial Markets Authority (FMA) have published the results of their joint analysis of Key audit matters – A stock-take of the first year in New Zealand.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  10. 13 October 2021

    FMA issues guidance on advertising of financial products

    The Financial Markets Authority (FMA) issues guidance on how firms should be advertising financial products. Read the media release.
    Tags
    Directors, Roles, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Media release, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers, Nominated representatives
    Type
    Page, Guidance

  12. 5 April 2023

    Here’s why complaints are really 'moments of truth'

    Clare Bolingford, FMA Executive Director Regulatory Delivery talks about the value of complaints to financial services companies.
    Tags
    Banking, Conduct, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Business, News & Insights
    Type
    Page

  13. 30 April 2014

    Investor experience of IPOs survey

    An online survey of 303 New Zealanders who invested in or seriously considered investing in a recent IPO was conducted to provide an overview of the IPO experience.
    Tags
    Offer information, Roles, Reports and Papers, Business, Market operator
    Type
    Page, Surveys

  15. 24 January 2023

    FMA publishes 2022 annual report

    Our 2022 annual report details a year that encompassed four main areas of focus for the regulator: monitoring and oversight of financial market participants; preparations for new financial markets legislation; building investor capability; and enforcement activity.
    Tags
    Media release, News & Insights
    Type
    Page, Annual report, Corporate publications