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Found 3036 results. Displaying page 19 of 203

  1. 15 April 2020

    Whitley Trading Group

    Whitley Trading Group is not listed on the FSPR and is not an incorporated company in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page
    • Imposter website

    18 June 2024

    Xcel Trader - Imposter website, withholding funds

    Xcel Trader is offering managed investment plans with unrealistic returns. It is not registered on the Financial Service Providers Register, which is required for entities offering financial products and services in New Zealand
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  3. 14 March 2023

    Client money or property services provider

    A 'custodial service' is provided if client money or client property is held by a person in trust for, or on behalf of, a client (or another person nominated by the client) under an agreement. On this page you will find out more about custodial services or client property service providers; licensing and registration requirements; obligations and exemptions.
    Tags
    Compliance, New Financial Advice regime, Client money or property services provider, Obligations, Licensing & registration, Roles, Business
    Type
    Page

  4. 10 October 2022

    Ethical investing

    Ethical investing, responsible investing, green finance, sustainable investing, social investing, ESG. Whatever you call it, many of us are keen to align our investment choices to our values. But before you jump in because an investment claims to be ‘ethical’, take a deeper look at what you’re investing in and other factors you may need to consider.
    Tags
    Bonds, Ways to invest, Investing, Consumer
    Type
    Page

  5. 29 October 2021

    Synergy Capital Asset Management

    WARNING: Synergy Capital Asset Management is not listed on the Financial Service Providers Register and is not an incorporated company in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  6. 21 February 2022

    Investor alert: false claims by Leumi-vest.com

    WARNING: FMA believes Leumi Vest is falsely claiming to be operating from a New Zealand address. The website purports to offer investment plans to investors with unrealistically high returns. We are aware that an investor is unable to withdraw the funds they invested through the website.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 9 September 2021

    ‘No action’ relief as a result of COVID-19

    COVID-19 is having a significant impact on many market participants. We recognise that this may lead to practical difficulties which affect their ability to meet their regulatory obligations. Where a market participant breaches, or expects to breach, a regulatory obligation as a result of the COVID-19 circumstances and seeks relief from the FMA, the primary approach we intend to take is ‘no-action’.
    Tags
    COVID-19, News & Insights
    Type
    Page

  9. 26 January 2024

    Get Paid by Fixed Rate - Comparison site harvesting investor details

    Scam alert - Get Paid by Fixed Rate. The website claims to explore the best fixed term deposit rates and that deposits are protected under the ‘financial compensation scheme’. No such scheme is offered in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 11 June 2021

    Temporary extension for certain reporting deadlines

    The FMA is providing temporary relief to eligible entities a one-month extension to file their audited financial statements and comply with certain related reporting deadlines. The relief is available for eligible entities with balance dates between 31 March 2021 and 31 December 2021. Some conditions apply.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  11. 31 August 2022

    MOVAC LIMITED

    MOVAC LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 31 August 2022

    WEALTHPOINT LIMITED

    WEALTHPOINT LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 30 May 2022

    FWGROUP LIMITED

    FWGROUP LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 31 August 2022

    NUVIEW LIMITED

    NUVIEW LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 31 August 2022

    CROWDSPHERE LIMITED

    CROWDSPHERE LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page