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Found 3037 results. Displaying page 179 of 203

  1. 8 November 2018

    365 Markets

    365 Markets is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 10 August 2010

    Carrington Securities LP

    Unsolicited Offer for DNZ Property Fund Limited Shares
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 4 November 2020

    2020’s silver linings for the NZ fintech sector

    From the lens of New Zealand’s innovation and technology ecosystem, it’s been a year of silver linings, especially within the context of financial services. Read more from Binu Paul in this FMA Story.
    Tags
    FMA people, FMA
    Type
    Page

  5. 7 August 2014

    Brian Henry admits market manipulation

    Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  6. 19 October 2022

    FMA warns InvestNow for AML/CFT deficiencies and failures

    FMA has issued a formal warning to InvestNow Saving and Investment Service Limited for failing to comply with anti-money laundering requirements.
    Tags
    AML/CFT, Client money or property services provider, Media release, Enforceable action, Roles, Formal warning, AML/CFT formal warning, Powers, Business, News & Insights, Enforcement
    Type
    Page

  9. 24 May 2019

    How to spot an investment scam

    FMA guide to protecting yourself from investment scammers by identifying common types of scams.
    Tags
    Investing, Article, Consumer, News & Insights, Scams
    Type
    Page

  10. 10 December 2020

    FMA issues formal warning for market manipulation

    The Financial Markets Authority (FMA) has issued a formal warning to an individual for conduct that was likely to have amounted to market manipulation.
    Tags
    Cases, Compliance, Shares, Ways to invest, Investing, Media release, Business, Consumer, FMA, News & Insights, Enforcement
    Type
    Page

  11. 19 March 2020

    FMA update on COVID-19

    The Financial Markets Authority (FMA) is closely monitoring the impact of the coronavirus situation on New Zealand’s financial markets and considering all available options to ensure markets continue to function well and to support participants, customers and investors.
    Tags
    COVID-19, FMC Act, New Financial Advice regime, Legislation, Media release, Business, News & Insights
    Type
    Page, Financial reporting

  12. 22 February 2018

    FMA opens applications for personalised digital advice

    FMA is now open for applications from providers seeking to offer personalised financial advice to consumers through digital tools and platforms (so-called robo-advice).
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page

  13. 10 December 2021

    Spotlight on: IPOs

    FMA editorial team talks about IPOs and things to look out for before you invest.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  15. 13 May 2020

    Campaign to raise scam awareness among Pacific communities as reports rise

    The FMA has seen a steady increase in complaints about a variety of scams since the beginning of March. The most reported scam was a cryptocurrency campaign on social media using fake news articles and false celebrity endorsements to promote Bitcoin investments.
    Tags
    Cryptocurrencies, FMA stories, Roles, Media release, Business, Consumer, News & Insights
    Type
    Page