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Found 3037 results. Displaying page 177 of 203

  1. 1 April 2024

    Forsyth Barr DBG

    Forsyth Barr DBG, including Forsyth Barr Limited, Forsyth Barr Group Limited, Forsyth Barr Custodians Limited, Forsyth Barr Investment Management Limited, Forsyth Barr Cash Management Nominees Limited, Leveraged Equities Finance Limited, Tempo Limited and Octagon Asset Management Limited
    Tags
    Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  2. 15 July 2022

    GEK Property Management DBG

    GEK Property Management DBG including: Vulcan Mortgage (No. 3) Limited Partnership, Vulcan Mortgage Limited Partnership, Vulcan Mortgage (No. 2) Limited Partnership, GEK Property Management Limited, Mortgage Holdings Limited, and PFS Mortgage Portfolio Limited Partnership
    Tags
    Roles, AML/CFT, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  3. 12 July 2023

    Alvarium DBG

    Alvarium DBG including: AINZ Fund 7 Limited, Alvarium Atlas Limited, Alvarium Funds (NZ) Limited, Alvarium Investments (NZ) Limited, Alvarium Wealth (NZ) Limited, Alvarium Wealth Nominees (NZ) Limited, LJ Fund NO.4 Limited, LJ Fund NO.6 Limited, Pathfinder Asset Management Limited, AINZ Fund 10 Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  4. 15 April 2024

    Morrison & Co DBG

    Morrison & Co DBG including: Morrison & Co Employee Co-Invest (PIP2) Limited, Morrison & Co Employee Co-Invest (PIP3) Limited, Morrison Investment Management Limited, Morrison Infrastructure Management Limited, Morrison International Limited, Morrison & Co PIP Limited, Morrison & Co SPV Management Limited, Morrison & Co Property Investment Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  5. 24 April 2024

    Hz-cap.com - Imposter, unsolicited offer

    Hz-cap.com has been cold calling New Zealand residents, attempting to offer an investment in Starlink IPO. Unsolicited offers of financial products are prohibited in New Zealand.
    Tags
    Imposter website, Scams
    Type
    Page

  6. 23 February 2023

    NZGT DBG

    NZGT DBG including: 27 Finance Limited, Covenant Trustee Services Limited, Koios Finance Limited, The New Zealand Guardian Trust Company Limited, NZGT (FP) Trustee Limited, NZGT (IF) Trustee Limited, NZGT (GF) TRUSTEE LIMITED, NZGT (TASMAN) TRUSTEE LIMITED, NZGT (UDC) TRUSTEE LIMITED, NZGT FACILITY AGENT LIMITED.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  8. 28 June 2021

    FMA releases guide for ‘finfluencers’

    The FMA has released a guide to talking about money online following concerns some social media influencers and bloggers may be straying into regulated financial advice.
    Tags
    Media release, Financial advice, Consumer, News & Insights
    Type
    Page

  12. 24 August 2020

    Designated settlement systems

    There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)
    Tags
    Type
    Page

  13. 26 July 2019

    New Zealand launches ‘investment passport’

    Kiwi investors and managed funds will now be able to do business more easily with Australia, Japan and Thailand, after New Zealand’s implementation of the Asia Region Funds Passport (ARFP).
    Tags
    Media release, News & Insights
    Type
    Page

  14. 1 April 2019

    AML/CFT monitoring report highlights concerns, sets out future focus

    The Financial Markets Authority (FMA) has published an Anti-Money Laundering and Countering the financing of terrorism (AML/CFT) monitoring report setting out the areas requiring further attention by the management and boards of the reporting entities it supervises. Read more.
    Tags
    AML/CFT, Roles, Media release, Business, News & Insights
    Type
    Page

  15. 9 June 2011

    FMA warns of unacceptable KiwiSaver sales practices

    The Financial Markets Authority is urging investors to be wary of unacceptable sales practices being used in selling some KiwiSaver schemes.
    Tags
    Media release, Formal warning, Powers, News & Insights, Enforcement
    Type
    Page