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Found 3037 results. Displaying page 167 of 203

  1. 15 April 2024

    AGInvest Trading Limited DBG

    AGInvest Trading Limited including: AGInvest Trading Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  2. 2 March 2023

    Direct Capital VI DBG

    Direct Capital VI DBG including: Direct Capital Limited, Direct Capital IV Management Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  3. 15 April 2024

    Deutsche Bank DBG

    Deutsche Bank DBG including: Deutsche Bank AG (Sydney Branch), Deutsche Securities Australia Limited and Deutsche Capital Markets Australia Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  4. 15 April 2024

    NZ Funds DBG

    NZ Funds DBG including: New Zealand Administration Services Limited, New Zealand Funds Management Limited, New Zealand Funds Superannuation Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  5. 3 February 2023

    BNP Paribas NZ DBG

    BNP Paribas NZ DBG including: BNP Paribas Fund Services Australasia Pty Ltd (FSP42061), BNP Paribas Nominees (NZ) Limited (FSP42162), BNP Paribas Securities Services.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  6. 13 December 2021

    AMP FSNZ DBG

    AMP FSNZ DBG including: AMP Services (NZ) Limited, AMP Wealth Management New Zealand Ltd, and Advicefirst Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  7. 17 May 2024

    Goodman Property Trust DBG

    Goodman Property Trust DBG including: GMT Bond Issuer Limited, GMT Wholesale Bond Issuer Limited, Goodman Property Services (NZ) Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  8. 11 February 2021

    FMA announces senior leadership change

    The Financial Markets Authority (FMA) announced today its General Counsel, Nick Kynoch, had resigned and would leave the regulator in late February to take up a new role as General Counsel for Generate Kiwisaver.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  9. 18 April 2018

    General stocktake of fund updates

    General stocktake of fund updates lets investors know important information about their managed fund, such as how it is performing, what it is costing them, and what their fund is investing in. By law, they must follow a standard format designed to make it easy to compare funds and be understood by non-expert investors.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  10. 22 July 2011

    FMA makes three appointments to strategic leadership team

    The Financial Markets Authority has strengthened its strategic leadership team with three appointments to key positions in support of Chief Executive Sean Hughes.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  11. 25 October 2017

    FMA commentary on ICOs and cryptocurrencies

    Investors must understand the risks involved with cryptocurrencies and associated services before they invest. Read more.
    Tags
    Cryptocurrencies, Roles, Media release, Business, Consumer, News & Insights
    Type
    Page

  12. 21 June 2017

    FMA seeks feedback on robo-advice exemption

    The FMA is seeking feedback on its proposals to allow entities to provide personalised financial advice generated by a computer programme or algorithm (robo-advice). This would be a temporary measure before new legislation is passed by Parliament.
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page

  14. 1 October 2019

    Persons providing false FMA documentation in suspected scam

    The FMA is aware that false letters and receipts featuring the FMA logo and staff names have been used overseas to solicit money. The false letters claim that a mandatory fee is payable to enable the FMA to obtain official documents and facilitate the approval of loan funds. The correspondence is fictitious and characteristic of advance fee fraud. The FMA does not undertake activities of the type described in the letter and would never ask individuals or entities for money for activities or transactions of this type.”
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 28 February 2018

    Consultation paper: Updated Corporate Governance Handbook

    Consultation paper: Updated Corporate Governance Handbook. The handbook is designed as a guide for a wide range of companies and businesses. Read more.
    Tags
    Directors, Consultations, Roles, Business
    Type
    Page