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Found 3698 results. Displaying page 231 of 247

  1. 18 July 2018

    Conflicted conduct in the insurance industry

    Our latest review on conflicted conduct in the insurance industry focuses on how QFEs mitigate risks through their operational policies and procedures when selling replacement policies. Our previous work focuses on RFAa and AFAs.
    Tags
    Financial Advice Provider, Financial Adviser, Roles, Reports and Papers, Business, News & Insights
    Type
    Page, Report

  3. 8 May 2023

    Covenant Trustee Services Limited

    Covenant Trustee Services Limited, FSP30521, is licensed by the FMA as Supervisor.
    Tags
    Roles, Licensed entity, Reporting entities, Business, Supervisor
    Type
    Page

  5. 28 March 2023

    Prime Capital and associated websites

    Prime Capital purports to be based in New Zealand and offers unrealistically high returns on Crypto Currency investments.
    Tags
    Investor warning, Consumer
    Type
    Page

  6. 10 May 2023

    FMA censures Aurora Financial Group Limited for misleading clients

    FMA has censured Aurora Financial Group Limited (Aurora Financial) for misleading existing and potential clients about KiwiSaver returns.
    Tags
    Media release, Financial Advice Provider, Financial Adviser, Censure, Roles, Powers, Business, News & Insights, Enforcement
    Type
    Page

  8. 4 May 2023

    Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2023

    The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act) and the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
    Tags
    Exemptions, Business
    Type
    Page

  9. 26 April 2023

    Warning: Imposter website DCMAtrading.com

    This website purports to offer trading in foreign exchange, cryptocurrency, and CFDs, but it is not licensed for these activities in New Zealand
    Tags
    Imposter website, Scams
    Type
    Page

  11. 30 May 2022

    Financial Markets Conduct (Haleon plc) Exemption Notice 2022

    The Financial Markets Conduct (Haleon plc) Exemption Notice 2022 exempts GlaxoSmithKline plc (GSK) and Haleon plc (Haleon) from the obligations in Part 3 (Disclosure of offers of financial products) of the Financial Markets Conduct Act 2013.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page