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Found 3807 results. Displaying page 252 of 254

  1. 4 April 2024

    NZX Wealth Investments – Imposter website

    The FMA recommends caution when dealing with NZX Wealth Investments and its website nzxwealth.com. It is not authorised by, nor associated with the New Zealand company,
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 12 April 2024

    Multi Global Leaders – Suspected scam

    We recommend caution when dealing with Multi Global Leaders and its website www.MultiGlobalLeaders.com.

    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  3. 15 April 2024

    AC Finance Limited – Imposter website

    We recommend caution when dealing with AC Finance Limited and its website.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  5. 8 September 2023

    Consultation: Climate-related disclosures timing challenge

    The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.
    Tags
    Consultations, Roles, Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    Page

  6. 4 October 2023

    Consultation: Proposed guidance and expectations for keeping proper climate-related disclosure records

    The FMA has now published the final guidance for keeping proper climate-related disclosure records, along with a summary of key themes and compilation of responses to the consultation.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Consultations, Business, Managed investment schemes
    Type
    Page

  7. 21 September 2023

    Consultation: Proposed liquidity risk management guidance

    Have your say on proposed liquidity risk management guidance outlining the essential features of effective liquidity risk management for MIS managers. Submissions close 10 November 2023.
    Tags
    Consultations, Roles, Business, Managed investment schemes, Supervisor
    Type
    Page

  8. 5 March 2013

    Nathans Finance NZ Ltd

    The Commission alleged that statements concerning Nathans' lending to related parties, the quality of its loan book, its loan management practices and its management of liquidity were untrue. It is also alleged that the directors made untrue statements in a prospectus extension certificate in March 2007. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  9. 21 February 2005

    South Pacific Energy Limited and Calgary Petroleum

    South Pacific and Calgary offered undertakings to the Securities Commission after Commissions concern that they may have offered securities to the public in contravention of the Securities Act. The undertakings will ensure that no such breaches occur in the future. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  10. 4 July 2005

    Monaco Village Holdings Limited

    This undertaking is offered to the Securities Commission for acceptance under section 69J of the Securities Act 1978 by Monaco Village Holdings Limited and its directors (Robert Michael Gepp and Roderick Hugh Duke) after unintentional contravention of Securities Act 1978 and Securities Regulations 1983. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  11. 20 June 2007

    Contributory Mortgage Investments Limited

    The Commission considered that CMI, CMN, Mr Martin and Mr van Nieuwkoop have failed to meet the standards of care and good governance that it expects from those who seek to raise funds from the public. Enforceable undertakings were offered to remedy the issues. Read more.
    Tags
    Investigations, Enforceable undertaking, Powers, Enforcement
    Type
    Page

  12. 21 December 2011

    Stock & Share Trading Company Pty Ltd

    FMA asked Stock & Share Trading Company Pty Ltd for an enforceable undertaking and issued warning disclosure order to include FMA warning letter with any unsolicited offer they make to ensure investors make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  13. 6 June 2011

    Zero Commission NZ Limited

    FMA asked Zero for an enforceable undertaking and to include a statement provided by FMA at the beginning of the unsolicited offers to ensure that investors make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  14. 8 July 2011

    Share Buyers Limited (Share Buyers)

    We make the following order against Share Buyers and Share Buyers Associates.
    Tags
    Cases, Direction Order, Powers, Enforcement
    Type
    Page

  15. 21 December 2011

    VonWin Capital Management, L.P.

    FMA asked VonWin for an enforceable undertaking and to include a statement provided by FMA at the beginning of any offer they send to Irongate bondholders to ensure they make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page