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  2. 3 February 2023

    Consultation: Proposed guidance on reasonable grounds for financial advice about IPOs and listed equity securities

    We are consulting on proposed guidance that explains the FMA’s approach to applying and enforcing Code Standard 3 of the Code of Professional Conduct for Financial Advice Services, in relation to financial advice about Initial Public Offerings (IPOs) and listed equity securities.
    Tags
    Consultations, Financial Advice Provider, Financial Adviser, Roles, Business, Nominated representatives
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  3. 21 February 2022

    Investor alert: false claims by Leumi-vest.com

    WARNING: FMA believes Leumi Vest is falsely claiming to be operating from a New Zealand address. The website purports to offer investment plans to investors with unrealistically high returns. We are aware that an investor is unable to withdraw the funds they invested through the website.
    Tags
    Suspected scam, Scams
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    Page

  7. 28 June 2019

    Bitcoin Trader

    We are concerned that Bitcoin Trader could be operating a scan. We received a complaint from a New Zealand resident about a misleading advertisement that they saw on social networking platform, Facebook.
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    Type
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  8. 3 August 2018

    Baihua Global

    The firm is misleadingly using the registration details of Booster Funds Management Limited
    Tags
    Suspected scam, Scams
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  9. 28 October 2014

    alcanfml.com

    We believe information on the website is untrue and the company is not authorised to offer the services advertised.
    Tags
    Imposter website, Scams
    Type
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  11. 1 October 2020

    Liam Mason speaking at the Financial Markets Law Conference

    Liam Mason, FMA's Director of regulation speaks at the Financial Markets Law Conference 2020.
    Tags
    COVID-19, Financial Adviser, New Financial Advice regime, Roles, Speeches and presentations , Business, News & Insights
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  12. 21 September 2021

    Drip feed your investments

    FMA article about the benefits of making regular investments.
    Tags
    Investing, Article, Consumer, News & Insights
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  14. 21 February 2023

    Coin Options Trade

    Derivative company, Coin Options Trade is falsely purporting to be a registered company in the United Kingdom. They are offering financial products and services to New Zealand residents without the appropriate credentials to do so.
    Tags
    Derivative Issuer, Investor warning, Roles, Business, Consumer
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