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  1. 13 July 2017

    Former RFA sentenced at Auckland District Court

    A former registered financial adviser, Anthony Wilson, who forged clients’ initials and falsely amended insurance applications has been sentenced to 150 hours of community work, 6 months community detention and ordered to pay reparations of $16,461.24.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 6 November 2012

    Receivers and Managers appointed to Ross Asset Management

    John Fisk and David Bridgman of PwC appointed as receivers and managers, along with experienced brokers from First NZ Capital, to manage the business of David Ross and Ross Asset Management. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  4. 26 April 2012

    FMA welcomes Petricevic sentencing

    Mr Petricevic sentenced to six and a half years imprisonment. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 28 July 2015

    FMA’s Capital + Merchant Finance civil proceedings discontinued

    The FMA has discontinued its civil proceedings against the directors of Capital + Merchant Finance Limited. FMA considers that further time and cost of pursuing the civil proceeding would not be justified or in the public interest. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 25 August 2015

    Consultation paper: Scrip offers in takeovers

    Consultation paper: Scrip offers in takeovers. We are seeking comment on whether there is a need for exemption relief for issuers offering securities as part of a ‘scrip bid’ in a takeover offer. A ‘scrip bid’ is a takeover bid where securities are offered wholly or partly in place of cash.
    Tags
    Offer information, Consultations, Business
    Type
    Page

  8. 20 September 2021

    platformcapitalucits-icav.com

    WARNING: the FMA is concerned that platformcapitalucits-icav.com is operating an imposter website and involved in a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  9. 15 November 2021

    Adler Acquisitions and Financial Services Inspectorate (Finansiell Tjänster Inspektorat)

    WARNING: The FMA received a complaint from a New Zealand resident who invested in shares with Adler Acquisition. Adler Acquisition issued the complainant a letter from Financial Services Inspectorate / Finansiell Tjänster Inspektorat, who purport to be a regulatory authority in Sweden, requesting the complainant make a payment to the regulator before the investor’s money can be released.
    Tags
    Fake regulator, Suspected scam, Consumer, Scams
    Type
    Page

  11. 4 September 2019

    Coinbrokerz

    We are concerned that Coinbrokerz has the hallmarks of a scam, including withholding clients' funds, requesting clients to transfer additional funds before being able to withdraw investments and requesting funds to be sent tomultiple bank accounts that do not match Coinbrokerz's name.
    Tags
    International regulator alerts, Suspected scam, Scams
    Type
    Page

  12. 28 May 2021

    strandcapital.io

    We are concerned that www.strandcapital.io (the website) may be operating a scam. The website offers investment plans with unrealistically high returns. We are aware of an investor in the website being unable to withdraw his investment.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  13. 18 August 2021

    crypto-boosts.com

    WARNING to investors: crypto-boosts.com falsely states it is associated with Crypto Boost Limited, an entity incorporated in New Zealand. We understand the website is using the New Zealand company’s details without permission.a
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  14. 9 February 2022

    Imposter website alert: astral-trust.com

    WARNING: astral-trust.com claims to be a New Zealand-based hedge fund company and is holding out as being operated by Astral Trust Limited, a New Zealand incorporated company. Astral Trust Limited have confirmed that they do not have any association with this website.
    Tags
    Investing, Imposter website, Suspected scam, Consumer, Scams
    Type
    Page