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Found 3807 results. Displaying page 222 of 254

  1. 1 June 2015

    Nomura Financial

    NZ Police have identified Nomura Financial as sophisticated overseas scammers.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 22 February 2022

    FMA warns primefirmtrade.com unreasonably withholding investor funds

    WARNING: FMA concerned that primefirmtrade.com is withholding client funds unreasonably. Clients are required to make a large sum payment for a “withdrawal code” to withdraw funds from their trading accounts.
    Tags
    Investing, Suspected scam, Consumer, Scams
    Type
    Page

  3. 30 August 2012

    FMA welcomes Belgrave Finance sentencing

    Mr Buckley was sentenced to three years in prison after he pleaded guilty to 25 charges under the Securities Act, Crimes Act and the Companies Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  5. 31 July 2015

    FMA files civil proceedings against portfolio manager for alleged market manipulation

    The Financial Markets Authority (FMA) has issued civil proceedings in the High Court seeking pecuniary penalties against Mr Mark Warminger for trading carried out while employed by Milford Asset Management Limited (Milford). The trading occurred between December 2013 and August 2014.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 22 August 2018

    Haig, Lafferty & Partners

    Representatives of Haig, Lafferty & Partners are cold calling investors
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  7. 13 November 2019

    Green Knight Financial Services

    The FMA recommends exercising caution before dealing with Green Knight Financial Services and the website https://greenknightfinancialservices.com. We believe Green Knight Financial Services has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 19 August 2020

    Ivory Option

    We are concerned that Ivory Option has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 15 September 2020

    Holding Investment

    We are concerned Holding Investment and its associated website may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  10. 22 June 2017

    FADC decision on a financial adviser

    The Financial Advisers Disciplinary Committee (FADC) has released its decision into FMA’s complaint against an authorised financial adviser.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 11 December 2019

    Orion Holdings Capital Management and OH Capital

    The FMA recommends exercising caution before dealing with Orion Holdings Capital Management (OHCM), OH Capital and their websites www.ohcmgmt.com, and https://ohcapital.com/. The business address in Ontario which OHCM and OH Captial purports to be operating from is false. OHCM is not registered to perform business in Canada in any capacity.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 27 July 2020

    FMA outlines short-term priorities in response to COVID-19

    The Financial Markets Authority (FMA) has today released an information sheet outlining its priorities over the next three to six months as New Zealand continues to respond to COVID-19.
    Tags
    Compliance, Directors, Governance, Regulation, Regulation updates, Roles, Media release, Business, Consumer, FMA, News & Insights, Enforcement
    Type
    Page

  13. 14 September 2020

    Promarkets

    Promarkets is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 16 December 2021

    FMA raises red flags about Bitminerpool Limited

    Warning: We are aware that a New Zealand resident who has invested through Bitminerpool Limited is unable to withdraw the funds they invested from Bitminerpool Limited’s platform. A large amount of money is required in order to release the funds. We are concerned that Bitminerpool Limited is involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 19 August 2020

    RB Options

    We are concerned that RB Options and www.rboptions.com (the website) has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page