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19 October 2012

Securities Act (Fonterra Co-operative Group Limited) Exemption Notice (No 4)

Securities Act (Fonterra Co-operative Group Limited) Exemption Notice (No 4) expired exemption notice

Tags

Exemptions, Business

Type

Page
9 March 2021

Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 guidance note

This guidance note 2020 provides an overview of the exemption notice relating to Australian advice businesses giving advice to New Zealand retail clients, and the circumstances in which a business may be able to rely on it.

Tags

Financial Adviser, Roles, Exemptions, Business

Type

PDF, Guidance
11 December 2020

Submissions on the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2020 - summary of key themes

Summary of key themes: Submissions on the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2020.

Tags

Auditors, Roles, Reports and Papers, Business, News & Insights

Type

PDF
24 March 2016

Exemption notice - Financial Markets Conduct QBE Group

Financial Markets Conduct Exemption Notice 2016: QBE Group.

Tags

Exemptions, Business

Type

PDF
18 March 2016

Exemption Notice 2016 - Spark New Zealand Limited Group

Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

Tags

Exemptions, Business

Type

PDF
3 November 2016

Exemption notice - AMP legacy superannuation schemes

This Financial Markets Conduct Act Exemption Notice 2016 granted to AMP Legacy Superannuation Schemes.

Tags

Exemptions, Business

Type

PDF
26 October 2022

Exemption Notice - Financial Markets Conduct (ANZ Group Holdings Limited)

Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

Tags

Type

PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice
18 May 2020

Exemption notice - CMT Group Investment Fund

Financial Markets Conduct (Canterbury Mortgage Trust Group Investment Fund) Exemption Notice 2020

Tags

Exemptions, Business

Type

PDF
18 March 2020

Exemption Notice - Centuria Capital Group

Financial Markets Conduct (Centuria Capital Group)
Exemption Notice 2020.

Tags

Exemptions, Business

Type

PDF
4 November 2016

Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

Financial Markets Conduct (Midlands Mortgage Trust Group
Investment Fund) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
1 December 2014

Exemption Notice - Financial Markets Conduct Act Insider Trading Fonterra Co operative Group Limited

Financial Markets Conduct Act (Insider Trading - Fonterra Co-operative Group Limited) Exemption Notice 2014.

Tags

Exemptions, Business

Type

PDF
1 July 2016

Exemption Notice - Financial Markets Conduct Beca Group Superannuation Plan

Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
5 July 2022

Exemption Notice - Financial Markets Conduct Futurity Investment Group Limited

The Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022 exempts Futurity Investment Group Limited (the manager), as manager of Futurity managed investment schemes in New Zealand, principally from section 156(1) of the Financial Markets Conduct Act 2013 (the Act) subject to certain conditions.

Tags

Exemptions, Business

Type

PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice
28 August 2018

Exemption notice - Financial Markets Conduct FNZ Group 2018

Financial Markets Conduct (FNZ Group) Exemption Notice 2018

Tags

Exemptions, Business

Type

PDF
30 June 2021

Exemption notice - Financial Markets Conduct (FNZ Group) 2021

Financial Markets Conduct (FNZ Group) Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF