Search results

Keywords

Date Published

Sort by:

Found 3807 results. Displaying page 13 of 254

14 June 2018

Exemption Notice - TIL Logistics Group Limited

Financial Markets Conduct Exemption Notice 2018 - TIL Logistics Group Limited.

Tags

Exemptions, Business

Type

PDF
22 December 2014

Consultation Paper: Update of Guidance Note: Effective Disclosure

Eight submissions were received and amendments were incorporated into the final version of the updated guidance note.

Tags

Consultations, Business

Type

Page
15 August 2016

FMA legislative notices supporting the FMC Act regime - August 2016

Read our latest Regulatory update on our legislative notices work to support businesses implementing the FMC Act. This consolidates information to 15 August 2016 to give a picture of our progress and plans.

Tags

Regulation updates, Business

Type

Page
22 December 2014

Consultation Paper: Update of Guidance Note: Effective Disclosure

Eight submissions were received and amendments were incorporated into the final version of the updated guidance note.

Tags

Consultations, Business

Type

Page
18 February 2013

Consultation Paper: Financial Advisers Australian Licensee notice

Consultation Paper: Financial Advisers Australian Licensee notice. Read more here.

Tags

Financial Adviser, Roles, Consultations, Business

Type

Page
15 August 2018

Exemption notice - Financial Markets Conduct Heartland Group

Financial Markets Conduct (Heartland Group) Exemption Notice 2018

Tags

Exemptions, Business

Type

PDF
22 August 2018

Exemption notice - Financial Markets Conduct Fliway Group Limited

Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018

Tags

Exemptions, Business

Type

PDF
12 May 2020

Financial Markets Conduct (Financial Reporting – DIMS Licensees) Exemption Notice 2020

The Financial Markets Conduct (Financial Reporting – DIMS Licensees) Exemption Notice 2020 grants an exemption in favour of small to medium-sized licensed providers of DIMS. It provides relief from certain financial reporting and audit obligations under the FMC Act.

Tags

Exemptions, Secondary legislation, Business

Type

Page
2 July 2007

Sime Darby Motor Group (NZ) Limited

Sime Darby Motor Group (NZ) Limited is a KiwiSaver exempt employer

Tags

KiwiSaver Exempt Employer, Business

Type

Page
1 May 2018

Financial Markets Conduct (Capital Mortgage Income Trust Group Investment Fund) Exemption Notice 2018

Financial Markets Conduct (Capital Mortgage Income Trust Group Investment Fund) Exemption Notice 2018

Tags

Exemptions, Secondary legislation, Business

Type

Page
9 April 2018

Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

Tags

Exemptions, Secondary legislation, Business

Type

Page
28 August 2018

Exemption notice - Financial Markets Conduct FNZ Group 2018

Financial Markets Conduct (FNZ Group) Exemption Notice 2018

Tags

Exemptions, Business

Type

PDF
2 November 2018

Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018

Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018 - expired

Tags

Exemptions, Business

Type

Page
1 May 2014

Governance and accountability framework for debt issuers and their licensed supervisors

The Financial Markets Conduct Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for debt issuers and their licensed supervisors.

Tags

Governance, Offer disclosure for equity and debt offers, Roles, Business, FMA

Type

PDF, Information Sheet
4 November 2016

Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016

Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016 expired

Tags

Exemptions, Business

Type

Page