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Found 3807 results. Displaying page 10 of 254

1. 11 September 2015

   Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015

   Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015 expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 1 July 2011

   Financial Advisers (Australian Licensees) Exemption Notice 2011

   The exemption is granted to permit Australian-regulated financial services firms to provide financial adviser services into New Zealand on an offshore basis. Expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 1 December 2020

   Financial Markets Conduct (FNZ Group) Exemption Notice 2020

   Financial Markets Conduct (FNZ Group) Exemption Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 28 October 2016

   Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers) Exemption Notice 2016

   This notice applies to overseas banks that are registered and overseas insurers that are licensed by the Reserve Bank of New Zealand (the Reserve Bank).
   This notice exempts overseas registered banks and overseas licensed insurers from certain provisions. Read the full exemption notice here. Expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 15 December 2011

   FMA to file civil proceedings against directors and promoters of the Hanover group

   The Financial Markets Authority announced that it proposes to file civil proceedings against directors and promoters of Hanover Finance Ltd, Hanover Capital Ltd, and United Finance Ltd in 2012. Read more.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

6. 30 May 2014

   Securities Act (Millennium & Copthorne Hotels New Zealand Limited and First Sponsor Group Limited)

   Securities Act (Millennium & Copthorne Hotels New Zealand Limited and First Sponsor Group Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 28 June 2013

   Financial Advisers (Australian Licensees) Exemption Amendment Notice 2013

   Financial Advisers (Australian Licensees) Exemption Amendment Notice 2013 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 11 September 2015

   Securities Act (Lloyds Banking Group) Exemption Notice 2015

   Securities Act (Lloyds Banking Group) Exemption Notice 2015 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 23 August 2018

   Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018

   Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018 exempts Fliway from sections 461D and 461H(1) of the FMC Act to an extent. Read more.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 31 August 2022

    CapitalGroup (Potiki) Limited

    CapitalGroup (Potiki) Limited is an AML/CFT reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

11. 3 June 2016

    Financial Markets Conduct (Trustpower Group) Exemption Notice 2016

    Financial Markets Conduct (Trustpower Group) Exemption Notice 2016 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 18 February 2013

    Consultation Paper: Financial Advisers Australian Licensee notice

    Consultation Paper: Financial Advisers Australian Licensee notice. Read more here.

    Tags

    Financial Adviser, Roles, Consultations, Business

    Type

    Page

13. 16 September 2016

    Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016

    Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 30 November 2018

    Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2018

    Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2018 comes into force on 29 November 2018 and is revoked on the close of 30 June 2019. Read more.

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 4 August 2021

    Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2021

    Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2021
    

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page