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Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
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This guidance explains our interpretation of the law, to ensure the requirements of section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the FMC Act are met.
This document is for financial advice providers, financial advisers, and other interested parties. It discusses the regulatory reporting requirements as required by Standard Condition 3 for licensed financial advice providers.
Submissions report: Proposed guidance on advertising offers, October 2021