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  1. 30 January 2023

    Consultationpaper: Renewal of class exemption for dual language (English and te reo Māori) product disclosure statements

    We are reviewing whether to renew for a further five years an existing class exemption notice that allows product disclosure statements to be provided in full in both te reo Māori and English (dual language PDSs).
    Tags
    Crowdfunding providers, Financial Adviser, Financial Institutions, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    PDF

  2. 3 February 2023

    WEALTHHEALTH LIMITED

    WEALTHHEALTH LIMITED (FSP523606) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 3 February 2023

    SHARP INSURANCES LIMITED

    SHARP INSURANCES LIMITED (FSP70105) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 3 February 2023

    NZ 1ST INSURANCES LIMITED

    NZ 1ST INSURANCES LIMITED (FSP739631) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 9 July 2021

    FMA concludes inquiries into Fonterra’s 2019 financial statements and complaints relating to valuations of Beingmate and China Farms

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has closed its inquiries that followed Fonterra’s 2019 financial statements market announcement. The FMA did not find evidence to support regulatory action, including litigation, under the Financial Markets Conduct Act.
    Tags
    Cases, Auditors, Directors, Roles, Media release, Business, News & Insights, Enforcement
    Type
    Page

  8. 30 June 2020

    FMA publishes Statement of Intent and Statement of Performance Expectations

    The Financial Markets Authority (FMA) has today released the Statement of Intent (SOI) and Statement of Performance Expectations (SPE). Together the publications set out how the FMA will measure and report on progress against its performance measures and targets. Read both documents and the full media release here.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  9. 17 June 2020

    FMA statement on director liability and continuous disclosure

    The Financial Markets Authority (FMA) has considered the need for regulatory relief in relation to director liability thresholds, following changes in Australia.
    Tags
    Directors, Roles, Media release, Business, News & Insights
    Type
    Page

  12. 12 April 2019

    Statement on ANZ v FMA Supreme Court judgment

    The FMA is pleased with the Supreme Court decision in the matter between ANZ and the FMA. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  14. 3 July 2018

    FMA statement on Blackfort/Arena sentencing

    The FMA acknowledges the sentencing today in the Serious Fraud Office’s criminal prosecution of Mr Jimmy McNicholl and Mr Lance Ryan, also known as Lance Jared Thompson. These individuals were prosecuted in relation to a Ponzi scheme in Christchurch that resulted in hundreds of people investing a total of $8.3m.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 26 February 2018

    FMA statement on the death of Rob Cameron

    The FMA would like to express its condolences to the family and colleagues of Rob Cameron, who died late last week.
    Tags
    Media release, News & Insights
    Type
    Page