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  1. 12 December 2014

    CMC Markets NZ Limited

    CMC Markets NZ Limited, FSP41187, is a licensed derivatives issuer
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  2. 11 June 2015

    Mercer (N.Z.) Limited

    Mercer (N.Z.) Limited, FSP42742, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  3. 30 August 2016

    Salt Investment Funds Limited

    Salt Investment Funds Limited, FSP349726, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  5. 1 April 2016

    BT Funds Management (NZ) Limited

    BT Funds Management (NZ) Limited, FSP32662, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  6. 29 July 2016

    Mainland Capital Investment Management Limited

    Mainland Capital Investment Management Limited, FSP289206, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  7. 30 June 2016

    Smartshares Limited

    Smartshares Limited, FSP26531, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  8. 14 May 2021

    Medical Funds Management Limited

    Medical Funds Management Limited is a Managed Investment Scheme Manager and is licensed by the FMA.
    Tags
    Managed investment schemes, Roles, Business
    Type
    Page

  9. 17 May 2016

    New Zealand Funds Management Limited

    New Zealand Funds Management Limited, FSP27062, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  10. 13 June 2016

    Whai Rawa Fund Limited

    Whai Rawa Fund Limited, FSP34563, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  11. 8 July 2016

    Mint Asset Management Limited

    Mint Asset Management Limited, FSP24461, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 20 June 2016

    Trust Investments Management Limited

    Trust Investments Management Limited, FSP47401, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  13. 1 August 2012

    Plutus Private Equity LLC

    Plutus Private Equity LLC is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 7 September 2022

    BetaShares Capital NZ Limited

    BetaShares Capital NZ Limited, FSP1003610, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Roles, Licensed entity, Business
    Type
    Page

  15. 13 December 2021

    JMIS DBG

    JMIS DBG including: Clarity Funds Management Limited, JMI Wealth Limited, and Select Wealth Management Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page