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  1. 7 December 2022

    GD1 Services Limited DBG

    GD1 Management Limited DBG including: GD1 Management Ltd (5951187), TGF GP Limited (6983195), GD1 Nominees Limited (6080108), GD1 Founding LPs Nominee Limited (5950867), Technology Growth Fund L.P. (50001700)
    Tags
    Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  2. 15 March 2022

    Articles

    Articles from the FMA about the financial services industry and investing are published on this page
    Tags
    News, News & Insights
    Type
    Page

  3. 11 September 2023

    Campaigns

    The FMA works with a number of partners around the world to increase awareness of investing, KiwiSaver and Scams. This page displays our campaign activity.
    Tags
    Investing, Campaigns, Campaigns, Consumer, News & Insights
    Type
    Page

  4. 12 September 2023

    Campaigns

    The FMA works with a number of partners around the world to increase awareness of investing, KiwiSaver and Scams. This page displays our campaign activity. 
    Tags
    Campaigns, Investing, Consumer
    Type
    Page

  5. 1 December 2012

    AML/CFT: Issuers of securities and participants in issues

    The AML/CFT: issuers of securities and participants in issues guide will help issuers of securities and participants in securities issues to determine if they have compliance obligations under the AML/CFT Act and if the FMA is their supervisor.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  8. 16 October 2022

    Climate risks and the impact on financial statement audits

    This document provides clarity for auditors about the expectations for information about climate risks in audit files.
    Tags
    Climate related disclosure, Auditors, Roles, Ethical finance, Authorised body under a FAP, Climate Reporting Entities, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  10. 20 September 2023

    ALPHA FIRST SECURITIES LIMITED

    ALPHA FIRST SECURITIES LIMITED (trading as Alpha First Mortgage Investments / Alpha First Securities) is an AML/CFT reporting entity.
    Tags
    Type
    Page

  11. 20 September 2023

    CREDENCE NZ LIMITED

    CREDENCE NZ LIMITED is an AML/CFT reporting entity.
    Tags
    Type
    Page

  12. 19 September 2023

    Craigs Investment Partners Self-select schemes

    The FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs) on 9 October 2023 pursuant to Regulation 14 of the Financial Markets Authority (Levies) Regulations 2012.
    Tags
    Waivers, Roles, Business, Managed investment schemes
    Type
    Page

  14. 4 September 2023

    Westpac CC and FMA EU

    Enforcement undertakings to the FMA and Commerce Commission, Westpac CC and FMA EU
    Tags
    Enforceable Undertaking, Enforceable undertaking, Powers, Enforcement
    Type
    PDF