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Found 6591 results. Displaying page 413 of 440

  1. 8 November 2018

    365 Markets

    365 Markets is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 23 August 2018

    Greenfields Capital

    Greenfields Capital is not incorporated in New Zealand and is not registered on the Financial Service Providers Register
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  3. 3 October 2018

    Fix Club Limited

    We recommend exercising caution before dealing with Fix Club Limited as the company is not registered as a financial service provider in New Zealand.
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  4. 1 December 2013

    DCW Limited

    DCW Limited (website: www.dcwlimited.com) has False/misleading advertising. ASSOCIATED PERSON: Justin Lane
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 17 August 2018

    Kensley Asset Management

    Kensley Assessment Management is not registered on the Financial Service Providers Register to provide financial services in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 1 January 2011

    Financial Marketing

    Financial Marketing is a suspected scam. website: www.fusionfinancialmarketing.com
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 3 August 2023

    Plaza funds management – Unregistered Business

    www.Plazafundsmanagement.com offers investment opportunities in Bonds, Term Deposits and IPO’s and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  9. 21 September 2021

    Berkeley Finance

    WARNING: The FMA are concerned that this website is involved in a scam. There are false claims made on this website that they are connected with a company incorporated in New Zealand – Berkeley & Berkeley Limited (NZBN: 9429039209443).
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  10. 11 August 2023

    Waivers

    Explore a comprehensive list of the FMC Act waivers offering by FMA. Get insights on financial markets authority and FMC waivers.
    Tags
    Waivers, Business
    Type
    Page

  15. 1 May 2018

    AML/CFT Risk Assessment Guideline

    This guideline is designed to help you conduct your money laundering and terrorism financing risk assessment (risk assessment) under the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act).
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    PDF