Back

Search results

Found 6592 results. Displaying page 376 of 440

  1. 31 July 2023

    Standard 8 Settlement

    Standard 8 Settlement for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  2. 31 July 2023

    Standard 20 FMI links

    Standard 20 FMI links for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  3. 23 June 2021

    NZX Limited

    NZX Limited is a licensed market operator.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  4. 15 November 2023

    Private Asset Management Ltd (PAM) DBG

    Private Asset Management Limited DBG includes: Private Asset Management Limited, Graeme Leslie TEE, Angela Linda MAUNSELL-TERRY, and Walter Brent SHEATHER.
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  5. 31 August 2022

    BRITANNIA FINANCIAL PLANNING LIMITED

    BRITANNIA FINANCIAL PLANNING LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 8 August 2016

    Quartz Wealth Management Limited

    Quartz Wealth Management Limited, FSP54701, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  8. 9 September 2019

    MARS CAP LIMITED

    Mars Cap Limited, FSP661531, is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 31 August 2022

    ALBEIT ENTERPRISES LIMITED

    ALBEIT ENTERPRISES LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 2 August 2019

    IMAK Advice Limited

    IMAK Advice Limited, FSP466906, is an AML reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  11. 13 December 2021

    Augusta DBG

    Augusta DBG including: Augusta Capital Limited, and
    Augusta Funds Management Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  12. 16 December 2021

    Flying Kiwi Angels Limited

    Flying Kiwi Angels Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 1 October 2013

    Securities Act (Sandspit Marina)

    Securities Act (Sandspit Marina) retired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page