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Found 6591 results. Displaying page 37 of 440

1. 25 December 2015

   31 December 2015 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 December 2015

   Tags

   Disclose register, Business

   Type

   Spreadsheet

2. 15 November 2019

   FAP transitional licence standard conditions submissions report

   Summary of key themes: Submissions on proposed standard
   conditions for financial advice provider transitional licences November 2019

   Tags

   Financial Advice Provider, Consultations, Roles, Business

   Type

   PDF

3. 30 September 2019

   30 September 2019 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2019

   Tags

   Disclose register, Business

   Type

   Spreadsheet

4. 31 March 2020

   31 March 2020 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 Mar 2020

   Tags

   Disclose register, Business

   Type

   Spreadsheet

5. 18 November 2020

   Consultation guidance on advertising offers

   This consultation is for those involved in advertising and promoting offers of financial products, investor groups and consumer advocates. We are seeking feedback about the scope and content of the proposed guidance.

   Tags

   Offer disclosure for equity and debt offers, Financial Advice Provider, Consultations, Roles, Business

   Type

   PDF

6. 30 December 2018

   31 December 2018 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 December 2018

   Tags

   Disclose register, Business

   Type

   Spreadsheet

7. 1 November 2014

   Standard Conditions for peer-to-peer lending services

   Your guide to the standard conditions that apply to a licensed Peer-to-peer market service under the Financial Markets Conduct Act.

   Tags

   Peer-to-peer lending service providers, Standard conditions, Roles, Licensing & registration, Business

   Type

   PDF

8. 31 March 2019

   31 March 2019 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 March 2019

   Tags

   Disclose register, Business

   Type

   Spreadsheet

9. 30 June 2020

   30 June 2020 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2020

   Tags

   Disclose register, Business

   Type

   Spreadsheet

10. 18 November 2020

    Proposed guidance on advertising offers feedback form

    Tags

    Consultations, Business

    Type

    Word document, Feedback form

11. 30 June 2021

    30 June 2021 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 30 June 2021

    Tags

    Disclose register, Business

    Type

    Spreadsheet

12. 30 June 2018

    30 June 2018 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 June 2018

    Tags

    Disclose register, Business

    Type

    Spreadsheet

13. 1 April 2012

    April 2012 Policies and guidance for the assessment of applications to be an accredited body

    This document sets out FMA’s policies in relation to how it will act in determining applications for accreditation and in imposing, varying, removing or adding to conditions of accreditation, as well as explaining how to apply for accredited body status.

    Tags

    Regulation, Policy, Business

    Type

    PDF, Guidance

14. 9 November 2015

    ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms 2015

    Tags

    Type

    PDF

15. 31 March 2020

    31 March 2020 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 31 March 2020

    Tags

    Disclose register, Business

    Type

    Spreadsheet