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  3. 19 March 2024

    Licensing application guide - Derivatives issuers PART B5

    Your guide to applying for a derivative issuer market service licence under the Financial Markets Conduct Act. Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Derivative Issuer, Licence guide, Roles, Licensing & registration, Business
    Type
    PDF

  5. 21 July 2023

    Licensing guide -Financial Institutions

    This guide is for businesses who are intending to apply for a financial institution licence.
    Tags
    Banking, Licensing & registration, Insurance Providers, Financial Institutions, Business
    Type
    PDF

  7. 25 March 2024

    EU Peter Harris signed redacted

    Executive Undertaking for Corporation Limited (In Liquidation) (CBLC) managing director Peter Harris
    Tags
    Type
    PDF

  9. 27 March 2024

    Exemption Notice Silverwood Land 2015 Limited Partnership 2024

    The scheme has some remaining real estate assets that it seeks to sell. The scheme is the subject of the Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021, which is revoked on the close of 31 March 2024.
    Tags
    Type
    PDF, Exemption notice

  10. 2 April 2024

    Maxipay Limited – Imposter website

    www.MaxiPayLtd.com is falsely using the details of the registered New Zealand company Maxipay Limited (NZBN: 9429031572064), including its name, company number, and address. The director of Maxipay Limited has confirmed no association with the website.
    Tags
    Imposter website, Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  11. 1 April 2024

    Forsyth Barr DBG

    Forsyth Barr DBG, including Forsyth Barr Limited, Forsyth Barr Group Limited, Forsyth Barr Custodians Limited, Forsyth Barr Investment Management Limited, Forsyth Barr Cash Management Nominees Limited, Leveraged Equities Finance Limited, Tempo Limited and Octagon Asset Management Limited
    Tags
    Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  12. 1 April 2019

    Financial Markets Conduct (Harbour Investment Funds) Exemption Notice 2019

    Financial Markets Conduct (Harbour Investment Funds) Exemption Notice 2019 exempts Harbour Asset Management Limited (Harbour), the manager of the Harbour Investment Funds (Scheme) from clauses 53(1)(c)(viii), 53(1)(j), 54(1)(a)(i), 54(1)(d) and 70(1)(a)(i) of Schedule 4 of the Financial Markets Conduct Regulations 2014 (Regulations). Read more.
    Tags
    Exemptions, Business
    Type
    Page

  13. 2 April 2024

    Consultation paper Proposed exemption for green bonds

    Consultation paper Proposed exemption for green bonds
    Tags
    Consultations, Ethical finance, Climate Reporting Entities, Offer disclosure for equity and debt offers, Roles, Business
    Type
    PDF

  14. 2 April 2024

    Consultation feedback form Green bonds

    Consultation feedback form Green bonds
    Tags
    Offer disclosure for equity and debt offers, Ethical finance, Climate Reporting Entities, Roles, Business
    Type
    Word document, Feedback form