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  1. 4 March 2021

    Peer-to-peer lending and crowdfunding 2020 data published

    New Zealand’s peer-to-peer lending (P2P) and equity crowdfunding sectors experienced steady growth in the last year, according to data from the Financial Markets Authority (FMA).
    Tags
    Crowdfunding providers, FMC Act, Roles, Legislation, Media release, Business, News & Insights, Peer-to-peer lending service providers
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  4. 12 March 2019

    Expiry dates on all Financial Markets Conduct Act licences to be removed

    The Financial Markets Authority (FMA) is to remove the expiry dates for all licences issued under the Financial Markets Conduct Act 2013 in a process expected to be complete by the middle of 2019. Read more here.
    Tags
    FMC Act, Media release, Legislation, Business, News & Insights
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    Page

  5. 25 July 2019

    FMA confirms date for transitional licensing applications

    The Financial Markets Authority (FMA) today announced it will start accepting transitional licence applications from 4 November 2019. Anyone providing financial advice to retail clients from June 2020 (the start of the new regime) will need to operate under a Financial Advice Provider Transitional Licence. Advisers can either get their own licence or work on behalf of someone else who holds a licence.
    Tags
    New Financial Advice regime, Media release, Business, News & Insights
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    Page

  6. 23 November 2018

    Peer-to-peer lending/crowdfunding 2018 data published

    The FMA today published its second statistical report on peer to peer lending and crowd funding in New Zealand. The industry is required to submit an annual information return each year.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights, Peer-to-peer lending service providers
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    Page

  8. 30 November 2015

    FMA reports on audit quality standards

    FMA issued Audit Quality Annual Review for the year 1 July 2014 - 30 June 2015
    Tags
    Auditors, Media release, Roles, Business, News & Insights
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    Page

  10. 17 June 2020

    FMA opens consultation on standard conditions for full licensing for financial advice

    The Financial Markets Authority (FMA) has opened consultation on the proposed full licence standard conditions for Financial Advice Providers, as part of the new financial advice regime.
    Tags
    New Financial Advice regime, Media release, Consultations, Financial Services Legislation Amendment Act (FSLAA), Business, News & Insights
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    Page

  11. 17 November 2015

    Consultation paper: Proposed variations to standard conditions of market services licences

    Consultation paper: Proposed variations to standard conditions of market services licences. This seeks to gather views on proposed variations to the standard conditions for Financial Markets Conduct Act 2013 (FMC Act) licences
    Tags
    Roles, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Consultations, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    Page, Financial reporting

  13. 21 September 2022

    Consolidated managed fund data

    Quarterly files with consolidated data for non-KiwiSaver managed funds.
    Tags
    Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Report

  14. 29 September 2023

    FMA consults on proposed liquidity risk management guidance

    FMA has released proposed guidance for Managed Investment Scheme (MIS) managers and their supervisors for effective liquidity risk management (LRM).
    Tags
    Media release, Supervisors, Roles, Business, Managed investment schemes, News & Insights
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    Page

  15. 8 August 2022

    When to contact us and who else may be able to help

    Whilst the FMA is always happy to help, In some situations, there are other Agencies and organisations who are best placed to help. This page has a list of links to other organisations that could be better placed to help based on your needs.
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    Page