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  2. 20 October 2021

    FMA sets target dates for FAP full licence applications

    The FMA has set 30 September 2022 as the “target date” by when all transitional financial advice providers should apply for their Class 1 or Class 2 full licences. For Class 3 licence applicants, the target date is 30 June 2022.
    Tags
    Financial Advice Provider, Licensing & registration, Roles, Media release, Business, News & Insights
    Type
    Page

  3. 19 March 2020

    FMA update on COVID-19

    The Financial Markets Authority (FMA) is closely monitoring the impact of the coronavirus situation on New Zealand’s financial markets and considering all available options to ensure markets continue to function well and to support participants, customers and investors.
    Tags
    COVID-19, FMC Act, New Financial Advice regime, Legislation, Media release, Business, News & Insights
    Type
    Page, Financial reporting

  4. 5 December 2019

    Peer-to-peer lending and crowdfunding 2019 data published

    The Financial Markets Authority (FMA) published the 3rd statistical report on peer-to-peer lending (P2P) and crowdfunding services in New Zealand.
    The annual snapshot for the year to 30 June 2019 shows increasing participation in P2P lending services and decreasing participation in crowdfunding services.
    Tags
    Media release, Crowdfunding providers, Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  5. 2 April 2019

    Update on FMA/RBNZ Bank Conduct and Culture review

    Today the Reserve Bank of New Zealand and the FMA confirmed that all 11 banks involved in their ongoing review of conduct and culture, have provided their responses to individual feedback letters. Read more
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  6. 12 November 2018

    CBL Investigation update

    FMA continues to liaise with the Reserve Bank of New Zealand and Serious Fraud Office, the voluntary administrator of CBL, the liquidator of CBL insurance as well as overseas regulators.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 12 October 2018

    FMA update on Forestlands

    The FMA has decided not to seek costs arising from its application to put the Forestlands companies 2-12 and 14-20 into liquidation.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 13 July 2018

    CBL investigation update

    The FMA has completed a preliminary assessment of the information obtained as part of the CBL investigation to date and has concerns about potential breaches of the Financial Markets Conduct Act 2013 and the Companies Act 1993. Read more.
    Tags
    Media release, Cases, Business, News & Insights, Enforcement
    Type
    Page

  11. 26 January 2012

    FMA to issue guidance on effective disclosure in offer documents

    The Financial Markets Authority has published draft guidance for securities issuers, directors and their advisers on how to prepare and present effective prospectuses and investment statements.
    Tags
    Media release, News & Insights
    Type
    Page, Guidance

  12. 17 December 2013

    FMA guidance helps consumers access financial advice

    The Financial Markets Authority has released guidance documents to help financial advisers give high-quality personalised advice.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page, Guidance

  13. 8 June 2012

    FMA releases final guidance on Effective Disclosure

    The Financial Markets Authority (FMA) has released its final guidance note for issuers, directors and advisers on Effective Disclosure.
    Tags
    Media release, News & Insights
    Type
    Page, Guidance

  15. 13 October 2021

    FMA issues guidance on advertising of financial products

    The Financial Markets Authority (FMA) issues guidance on how firms should be advertising financial products. Read the media release.
    Tags
    Directors, Roles, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Media release, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers, Nominated representatives
    Type
    Page, Guidance