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Found 3693 results. Displaying page 64 of 247

1. 8 November 2016

   NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

   NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

2. 20 September 2016

   Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

3. 2 December 2016

   i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

4. 2 December 2016

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

5. 2 December 2015

   ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Tags

   Waivers, Managed Investment Schemes, Business

   Type

   Page

6. 11 June 2021

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 11 June 2021

   Tags

   Waivers, Managed Investment Schemes, Business

   Type

   Page

7. 25 November 2016

   ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

8. 2 December 2016

   Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

9. 20 September 2023

   Consultation: Renewal of class exemption for MIS managers where assets do not have an appropriate market index

   The FMA is seeking feedback on whether to renew a class exemption for MIS managers where assets do not have an appropriate market index.

   Tags

   Consultations, Roles, Business, Managed investment schemes, Supervisor

   Type

   Page

10. 2 May 2023

    ‘5 mins with the FMA’ podcast #6: Financial Advice Providers

    ‘5 mins with the FMA’ podcast #6: We talk to Michael Hewes about New Zealand’s new-look financial advice regime, which has just passed a major milestone, with all financial advice providers now required to hold or operate under a full license.

    Tags

    Financial Advice Provider, Roles, Licensing & registration, Podcast, Business, News & Insights

    Type

    Page, Podcast

11. 1 January 2019

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018. Expired.

    Tags

    Designations, Business

    Type

    Page

12. 30 November 2016

    Foodstuffs Provident Fund s68 notice

    The notice under Section 68 of FMC Act to Foodstuffs, 30 November 2016.

    Tags

    Waivers, Business

    Type

    PDF

13. 27 June 2023

    Consumer Guide Capital Notes

    Capital notes and similar products such as perpetual subordinated notes or hybrid securities.
    

    Tags

    Bonds, Ways to invest, Investing, Consumer

    Type

    PDF

14. 3 August 2023

    Kiwisaver Default Instrument of Appointment Exclusions

    KiwiSaver Default Instrument of Appointment Exclusions- weapons and devices, fossil fuels

    Tags

    KiwiSaver & Superannuation, Consumer

    Type

    PDF

15. 19 August 2022

    Aedifice Capital Designated Business Group

    Aedifice Capital Designated Business Group is a Designated Business Group with members: Aedifice Capital Partners Limited, Aedifice Capital Limited and Aedifice Capital Fund Limited Partnership.

    Tags

    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)

    Type

    Page