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  1. 11 September 2023

    World Investor Week 2023

    The New Zealand theme for World Investor Week 2023 is ethical investing, aiming to empower investors to confidently make investing decisions that are aligned with their values.
    Tags
    Investing, Campaigns, World Investor Week, Campaigns, Consumer, News & Insights
    Type
    Page

  3. 15 November 2019

    Crests Financial

    We have received a complaint from a New Zealand resident who invested with Crests Financial, who are withholding the release of any funds. Crests Financial is not licensed or registered to provide financial services in New Zealand. We are concerned that they may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 28 November 2014

    Phase two of financial markets law completes long-term overhaul

    The second phase of New Zealand’s new capital markets and financial services law takes effect from 1 December. Phase two includes licensing provisions that extend to several hundred further businesses, and a major shift in the quality of investor disclosure for financial products.
    Tags
    FMC Act, Legislation, Media release, Business, News & Insights
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    Page

  5. 29 September 2021

    merlingrouplimited.com

    The FMA recommends exercising caution before dealing with www.merlingrouplimited.com (the website).
    We are aware that the website is offering investment services/products using the company details, without permission, of an incorporated company in New Zealand, Merlin Group Limited. The website is not associated with nor authorised by the New Zealand company.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  6. 14 July 2021

    jmitfs.com

    We are concerned the operators of the website www.jmitfs.com may be operating a scam. The website falsely claims to be Jmit Financial Services Limited, an entity incorporated in New Zealand and registered as a Financial Service Provider. We understand the website is using the New Zealand companies details without permission.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  7. 18 August 2021

    crypto-boosts.com

    WARNING to investors: crypto-boosts.com falsely states it is associated with Crypto Boost Limited, an entity incorporated in New Zealand. We understand the website is using the New Zealand company’s details without permission.a
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  8. 9 February 2022

    Imposter website alert: astral-trust.com

    WARNING: astral-trust.com claims to be a New Zealand-based hedge fund company and is holding out as being operated by Astral Trust Limited, a New Zealand incorporated company. Astral Trust Limited have confirmed that they do not have any association with this website.
    Tags
    Investing, Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  9. 13 June 2016

    FMA approves class exemptions that recognise existing regulation of overseas issuers

    We have approved a series of class exemptions for overseas issuers which allow issuers making offers to New Zealand investors to rely on the disclosure, governance, financial reporting and audit requirements of their overseas jurisdiction where their regulatory standards are equivalent to New Zealand’s.
    Tags
    Regulation updates, Business
    Type
    Page

  10. 30 September 2021

    FMA steps up enforcement of anti-money laundering breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has escalated its enforcement approach to non-compliance with New Zealand’s anti-money laundering and countering financing of terrorism (AML/CFT) rules, according to a new report.
    Tags
    AML/CFT, Roles, Reporting entities, Media release, Business, News & Insights, Enforcement
    Type
    Page

  11. 21 December 2021

    FMA warns against an imposter website allianceholdingslimited.com offering unrealistically high returns

    WARNING: The FMA recommends exercising caution before dealing with allianceholdingslimited.com. The website is offering financial services/products using the company details, without permission, of an incorporated company in New Zealand, Alliance Holdings Limited. The website is not associated with, nor authorised by the New Zealand company.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 16 December 2021

    Warning about Nostra Capital

    Warning: We are concerned that Nostra Capital is operating a scam via its website https://nostracapital.com. Nostra Capital is not a registered financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents. We recommend caution if dealing with this entity.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 16 November 2021

    Saga Trade

    WARNING: We are concerned that Saga Trade may be operating a scam. We have received reports of investors being unable to withdraw their investments. Saga Trade is not a registered financial service provider in New Zealand, nor licensed in New Zealand to offer trading in derivatives, including CFDs.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  14. 8 November 2021

    www.invest-az.com

    WARNING: www.invest-az.com is not a registered financial service provider in New Zealand, nor licensed in New Zealand to offer trading in derivatives, including futures, options and CFDs. We recommend caution when dealing with this website.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  15. 17 June 2019

    Willow Group Limited

    Willow Group Limited is not registered nor licensed to provide financial services in New Zealand. We have received a report of Willow Group Limited making unsolicited contact with New Zealand residents offering investment services from Hong Kong. Read more.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page