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  1. 23 November 2018

    Peer-to-peer lending/crowdfunding 2018 data published

    The FMA today published its second statistical report on peer to peer lending and crowd funding in New Zealand. The industry is required to submit an annual information return each year.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  3. 27 March 2023

    Cambridge Asset Management unreasonably withholding funds

    WARNING: FMA is aware of a New Zealand investor unable to withdraw funds invested with Cambridge Asset Management.
    Tags
    Suspected scam, Investor warning, Derivative Issuer, Roles, Business, Consumer, Scams
    Type
    Page

  4. 30 April 2014

    Investor experience of IPOs survey

    An online survey of 303 New Zealanders who invested in or seriously considered investing in a recent IPO was conducted to provide an overview of the IPO experience.
    Tags
    Offer information, Roles, Reports and Papers, Business, Market operator
    Type
    Page, Surveys

  5. 5 November 2018

    Bank Conduct and Culture Review

    The Bank Conduct and Culture Review is a report that documents the findings from an FMA and RBNZ review of the conduct and culture in New Zealand retail banks.
    Tags
    Directors, Conduct, Roles, Banking, Reports and Papers, Business
    Type
    Page, Report

  6. 16 February 2022

    FMA investor profile - David Chadwick

    This month’s FMA Investor Profile features David Chadwick, a 33-year-old new dad and finance professional working remotely in Auckland for a global pharmaceuticals company.
    Tags
    Investing, Insights, Article, Consumer, News & Insights
    Type
    Page

  8. 28 March 2023

    Prime Capital and associated websites

    Prime Capital purports to be based in New Zealand and offers unrealistically high returns on Crypto Currency investments.
    Tags
    Investor warning, Consumer
    Type
    Page

  9. 26 April 2023

    Warning: Imposter website DCMAtrading.com

    This website purports to offer trading in foreign exchange, cryptocurrency, and CFDs, but it is not licensed for these activities in New Zealand
    Tags
    Imposter website, Scams
    Type
    Page

  10. 1 December 2020

    Who will need a licence to provide financial advice?

    Only those operating under licensed financial advice providers can give advice to retail clients. This advice can be provided in various ways, including directly through online facilities such as digital advice, or through financial advisers or nominated representatives.
    Tags
    Financial Advice Provider, Licensing & registration, Roles, Financial Services Legislation Amendment Act (FSLAA), Business
    Type
    Page, Guidance

  11. 16 August 2018

    USI-Tech

    USI-Tech is not registered on the Financial Service Providers Register to provide financial services in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 21 June 2018

    Foreign Investment and Acquisition Authority

    The Foreign Investment and Acquisition Authority (FIAA) is not a legitimate financial services regulator in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  13. 1 September 2015

    FMA and CFFC survey of NZers aged 50 years plus

    This survey looks at older New Zealanders’ expectations for and experiences of retirement. The research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired.
    Tags
    Reports and Papers, Roles, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Research

  14. 29 January 2019

    Life Insurer Conduct and Culture

    Findings from an FMA and RBNZ review of conduct and culture in New Zealand life insurers
    Tags
    Roles, Conduct, Insurance Providers, Reports and Papers, Financial Institutions, Business, News & Insights
    Type
    Page, Report

  15. 29 June 2016

    Replacing life insurance — who benefits?

    The FMA has previously raised concerns about the extent of replacement business in the life insurance industry. In response to these concerns, we initiated a review to determine whether insurance churn exists in the New Zealand market and, if it does, whether it harms consumers. Download the full report on this page.
    Tags
    Reports and Papers, Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Insurance Providers, Financial Institutions, Business, News & Insights
    Type
    Page