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Found 2185 results. Displaying page 4 of 146

  1. 31 August 2022

    NEW ZEALAND ADVICE GROUP LIMITED

    New Zealand Advice Group Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  2. 26 August 2013

    New website and Twitter account for FMA

    The Financial Markets Authority (FMA) has launched two communication tools which will enhance the way it works with market participants, investors and the media.
    Tags
    Media release, News & Insights
    Type
    Page

  4. 22 December 2010

    New Conditions for Qualifying Financial Entities

    The Securities Commission has published the standard conditions Qualifying Financial Entities (QFEs) will need to abide by when their employees and representatives give financial advice.
    Tags
    Media release, News & Insights
    Type
    Page

  6. 28 November 2016

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  7. 1 December 2016

    Saturn Invest New Zealand Limited

    Saturn Invest New Zealand Limited, FSP414106, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  10. 26 August 2021

    NEW ZEALAND FUNDS MANAGEMENT LIMITED

    NEW ZEALAND FUNDS MANAGEMENT LIMITED is licensed to provide DIMS.
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  11. 31 August 2022

    GOLDMAN SACHS NEW ZEALAND LIMITED

    GOLDMAN SACHS NEW ZEALAND LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 1 November 2015

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page