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  2. 5 June 2020

    How can the financial sector support vulnerable customers?

    Clare Bolingford, Director of Banking and Insurance at the Financial Markets Authority provides guidance for financial providers on how to support vulnerable customers.
    Tags
    COVID-19, FMA stories, Financial Advice Provider, Financial Adviser, Banking, Roles, Business, News & Insights
    Type
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  3. 19 March 2021

    James Greig, FMA Director of Supervision, to lead monitoring and supervision of financial advice

    The FMA announced that overall responsibility for monitoring financial advice sits with James Greig, Director of Supervision. He has recently been appointed to the FMA’s Executive Committee and has reported directly to Chief Executive Rob Everett since 2020.
    Tags
    New Financial Advice regime, Media release, FMA executive team, FMA people, Business, FMA, News & Insights
    Type
    Page

  4. 12 March 2019

    Expiry dates on all Financial Markets Conduct Act licences to be removed

    The Financial Markets Authority (FMA) is to remove the expiry dates for all licences issued under the Financial Markets Conduct Act 2013 in a process expected to be complete by the middle of 2019. Read more here.
    Tags
    FMC Act, Media release, Legislation, Business, News & Insights
    Type
    Page

  5. 28 February 2018

    Refreshed corporate governance handbook published

    Corporate Governance handbook refreshed to remove any unnecessary overlap with the NZX Code, particularly to ensure the NZX Code is the primary source for requirements for listed companies.
    Tags
    Directors, Roles, Media release, Business, News & Insights
    Type
    Page

  7. 4 February 2010

    Inertialess Drive ZPE (2010) Limited

    The Securities Commission warns people who have been invited to invest in Inertialess Drive ZPE (2010) Limited that its share offer is illegal.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 8 March 2022

    Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022

    The Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022 provides relief to IG Australia Pty Limited (IG Australia) from certain financial reporting and audit obligations in the FMC Act and from certain assurance obligations and register entry requirements in the FMC Regulations.
    Tags
    Exemptions, Business
    Type
    Page

  10. 13 December 2023

    Ocean Trade

    The FMA recommends caution when dealing with Ocean Trade and its twelve duplicate websites.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  14. 26 January 2024

    FX Fortune Bitmart – Imposter website, duplicate websites

    FMA has received a complaint that FX Fortune Bitmart is withholding client funds and requesting advance fees to have them released. They are offering financial services are not a registered Financial Service Provider.
    Tags
    Imposter website, Scams
    Type
    Page