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  1. 23 July 2019

    FMA sets out key focus areas for the year ahead

    The FMA published its Annual Corporate Plan (ACP), which outlines its work plan for the next financial year and sets objectives for raising standards of behaviour across financial services.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  2. 16 August 2018

    KiwiSaver members say dollar fee information is useful

    KiwiSaver members say dollar fee information is useful. The vast majority (86%) of KiwiSaver members who saw their fees in dollar amounts in their annual statements this year rated the information as “quite or very useful”, an FMA survey has found.
    Tags
    Media release, KiwiSaver providers, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  3. 19 October 2017

    The FMA and ASIC confirm trans-Tasman collaborative approach to fintech

    The Financial Markets Authority (FMA) and the Australian Securities and Investment Commission (ASIC) have reaffirmed their commitment to collaboration and cooperation on the expanding opportunities in fintech and innovation.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  4. 7 December 2021

    AML/CFT - Sector Risk Assessment

    Our AML/CFT SRA 2021 is an important document that provides general information and specific examples to assist reporting entities (REs) in the ten sectors we supervise for anti-money laundering and countering the financing of terrorism (AML/CFT). It will assist REs to prepare and review their individual assessments of the risks of AML/CFT under sections 58 and 59 of the AML/CFT Act.
    Tags
    AML/CFT, Roles, Reporting entities, Reports and Papers, Business
    Type
    Page, Report

  5. 7 September 2022

    Spotlight on: Stock lending

    Stock lending is being offered to NZ retail investors. If you’re thinking about participating, understand how it works and the risks.
    Tags
    Investment basics, Online investing platforms, Investor information, Investing, Ways to invest, Managed funds, Shares, Article, Consumer, News & Insights
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    Page

  6. 20 July 2022

    FMA opens consultation on standard conditions for financial institution licences

    Consultation paper on proposed standard conditions for licences granted under the Financial Markets (Conduct of Institutions) Amendment Act 2022.
    Tags
    Banking, Consultations, Insurance Providers, Media release, Conduct of Financial Institutions Bill (CoFI), Managed Investment Schemes, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  7. 1 October 2021

    Firma Foreign Exchange Corporation (NZ) Limited

    Firma Foreign Exchange Corporation (NZ) Limited was censured after finding it had materially contravened a number of its obligations as a licensed derivatives issuer.
    Tags
    Censure, Powers, Derivative Issuer, Roles, Business, Enforcement
    Type
    Page

  8. 28 August 2019

    Impact of behavioural insights on KiwiSaver enrolment communications

    Impact of behavioural insights on KiwiSaver enrolment communications report is for KiwiSaver providers and providers of any Managed Investment Scheme. It will also be of interest to behavioural insight researchers.
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Report

  9. 27 February 2019

    Using behavioural insights to improve KiwiSaver outcomes

    KiwiSaver behavioural insights 2019 report uses behavioural insights to improve KiwiSaver outcomes. Read the report here.
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Report

  12. 16 June 2023

    Ice Futures US review

    The FMA was required to report, at least once every two years, on how well ICE Futures U.S., Inc. (IFUS) was meeting its obligations as a licensed market operator. View the report on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  15. 2 August 2023

    Class legislative notices summary

    This is a periodical summary of the Financial Markets Conduct Act and Financial Adviser Act class legislative notices we have granted. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.

    Tags
    Regulation updates, Designations, FMC Act, Legislation, Business
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    Page