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  2. 8 June 2017

    Innovative Securities fails to overturn FSPR ruling

    The High Court has dismissed an appeal by Innovative Securities Limited against the FMA decision to de-register the company from the FSPR. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
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    Page

  3. 8 September 2014

    FMA talking investment risk for Money Week

    The Financial Markets Authority (FMA) has announced its plans for this year's Money Week from October 13-19 2014. The FMA will be hosting a panel discussion to promote greater understanding of investment risk.
    Tags
    Media release, Consumer, News & Insights
    Type
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  8. 3 May 2019

    Company convicted for abuse of the FSPR

    Morgan DeVere Corporate Finance Limited (Morgan DeVere) has been convicted at the Wellington District Court on two counts of breaching the Financial Services Providers Act 2008 (FSP Act) for falsely claiming it was registered on the Financial Services Providers Register (FSPR). A copy of the judgment can be found here. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  9. 1 September 2011

    Identity verification - Code of Practice

    Customers of financial institutions and casinos can expect more stringent identity checks in the lead up to 30 June 2013 when anti-money laundering legislation comes fully into force. Businesses now have access to guidance on the standard those identity checks should meet.
    Tags
    Media release, News & Insights
    Type
    Page

  11. 29 August 2023

    Investing

    We all invest for the same reason – to grow our money. In this section of the FMA website we provide you with the fundamentals of managing your investments to meet your risk profile and goals.
    Tags
    Investing, Consumer
    Type
    Page

  12. 14 June 2024

    FMA provides additional support to smaller firms for CoFI licensing

    The FMA has today published an information sheet specifically for smaller firms to assist in establishing and maintaining a Fair Conduct Programme (FCP) and applying for a Financial Institution (CoFI) licence.
    Tags
    Media release, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights
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    Page

  13. 29 November 2023

    Scams

    This section of the FMA website contains information about investment scams, how to protect yourself from scammers, how to report a scam, examples of real life scam stories and provides a list of current scam warnings.
    Tags
    Scams
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    Page

  14. 19 November 2020

    Rise in scams impersonating NZ businesses during COVID-19

    From 1 April to 5 November 2020, the FMA issued 61 warnings about investment scams, of which 21 (or 34%) were impostor scams, where the names and details of legitimate businesses are unlawfully used by scammers to trick investors, such as fake websites or social media accounts. By comparison, in the same timeframe during 2019, the FMA issued 40 warnings and only four (10%) were impostor scams. Read the media release.
    Tags
    COVID-19, FMA stories, Media release, Consumer, News & Insights, Scams
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