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  1. 21 October 2010

    Review Highlights Need for Better Valuation Disclosure (Oct-2010)

    The Commissioner for Financial Advisers has taken the last formal step required for the introduction of the new financial advisers regulatory regime, with publication in the Gazette that 1 December 2010 will be the date on which the Code of Professional Conduct for Authorised Financial Advisers (AFAs) comes into effect.
    Tags
    Media release, News & Insights
    Type
    Page

  2. 17 August 2017

    Not all bonds are equal – FMA survey

    Over 1 million New Zealanders have more than $15 billion invested in conservative or default KiwiSaver funds, mostly invested in fixed-interest assets, including bonds. However, only four in ten KiwiSaver members surveyed by the FMA knew that most funds invest in bonds.
    Tags
    Bonds, Campaigns, Media release, Ways to invest, Investing, Consumer, News & Insights
    Type
    Page

  3. 16 June 2023

    Ice Futures Europe review

    Ice Futures Europe (IFEU) is licensed to operate the IFEU derivatives market (the derivatives market) in New Zealand. We are required to report, at least once every two years, on how well IFEU is meeting its obligations as a licensed market operator. View the report on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  4. 27 March 2014

    Investors better informed about low ball offers

    FMA says in a report that new regulations are assisting investors to make better informed decisions about unsolicited or low ball offers. The report also acknowledges that companies whose investors have been targeted have contributed to investors being better informed.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  5. 11 September 2019

    Ngā mea waiwai o te tūranga whakataka (The essentials of being a director)

    This is a te reo Māori translation of The Essentials of Being a Director guide - which recognises the relevance of te reo Māori in New Zealand’s economy. This joint publication with the Institute of Directors is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about.
    Tags
    Directors, Roles, Business
    Type
    Page

  6. 10 December 2020

    Providing overseas firms’ research reports to retail clients

    Research reports produced by overseas firms may be distributed by New Zealand advice firms to their retail clients. This information sheet discusses how this will be regulated under the Financial Markets Conduct Act 2013 (FMC Act) from 15 March 2021.
    Tags
    Financial Advice Provider, Roles, Business
    Type
    Page, Guidance

  7. 1 October 2014

    Reporting duties under Part 4 of the FMC Act

    Reporting duties under Part 4 of the FMC Act information sheet outlines the new reporting duties under the Financial Markets Conduct Act 2013 (FMC Act) for debt issuers, managers of managed investment schemes, supervisors, auditors, investment managers, administration managers, custodians and actuaries.
    Tags
    Client money or property services provider, Offer disclosure for equity and debt offers, Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Financial reporting, Guidance

  8. 1 August 2014

    Fair dealing provisions: Transitional arrangements for advertising information sheet

    Fair dealing provisions: Transitional arrangements for advertising information sheet is for Issuers and third parties who advertise in order to promote offers during the period 1 April 2014 to 30 November 2016 (‘transition period’) need to be aware of new FMC Act fair dealing provisions and how they apply.
    Tags
    Fair dealing, Roles, Offer disclosure for equity and debt offers, Crowdfunding providers, Business
    Type
    Page, Guidance

  9. 26 September 2023

    In the spotlight: John Horner

    John Horner discusses his motivating factors for taking "a new direction" in his career, transitioning from a long-standing law firm partnership to senior roles at the Financial Markets Authority, highlighting the desire for reinvigorating his career and a sense of serving a greater purpose.
    Tags
    Article, Business, News & Insights
    Type
    Page

  13. 4 December 2023

    NZ Best Rates - Comparison website harvesting investor details

    We are concerned that NZ Best Rates may be operating a scam. NZ Best Rates's website claims to offer a way to compare and find the best term deposit rates in New Zealand, while also providing information on choosing term deposits.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  14. 13 April 2021

    beaventrusteesltd.com

    We are concerned the operators of the website www.beaventrusteesltd.com may be
    operating a scam. The website is falsely claiming to be associated with Beaven Trustees Limited, a New Zealand incorporated company. We understand the website is using the company’s details without permission.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  15. 6 September 2021

    Bitcoin Kiwi System Limited

    We are concerned that Bitcoin Kiwi System Limited may be operating a scam. It uses a fake article promoting its trading platforms on https://lavacrea.com/ and claims to be endorsed by well-known New Zealanders or public figures.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page