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1. 29 December 2019

   31 December 2019 Disclose Register MIS fund updates

   Disclose Register MIS fund updates for 31 Dec 2019

2. 30 June 2019

   30 June 2019 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 30 June 2019

3. 31 March 2019

   31 March 2019 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 March 2019

4. 30 December 2018

   31 December 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 December 2018

5. 29 September 2018

   30 September 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 30 September 2018

6. 30 June 2018

   30 June 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 30 June 2018

7. 31 March 2018

   31 March 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 March 2018

8. 1 December 2014

   Transition to fmc act superannuation mis information sheet

   Timeline for MIS Superannuation schemes to transition to the FMC Act.

9. 1 December 2014

   Transition to FMC Act KiwiSaver MIS Information Sheet

   Timeline of MIS to transition to FMC Act.

10. 1 December 2014

    Transition to fmc act other types mis information sheet

    Timeline for MIS to transition to the FMC Act.

11. 25 March 2021

    Consultation Response to submissions regulatory returns DI MIS DIMS

    Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.

12. 10 June 2020

    Disclose Register MIS fund updates for 30 Sep 2019

13. 1 December 2014

    Transition to fmc act other types mis information sheet

    Timeline for other types of MIS to transition to the FMC Act. Other types of MIS includes a range of schemes, often tightly focused – eg property and forestry schemes. Note, excludes property and forestry schemes structured as companies (who generallyare classed as equity issuers).

14. 1 December 2014

    Transition to fmc act unit trusts mis information sheet

    Timeline for MIS Unit Trusts to transition to the FMC Act.

15. 22 October 2015

    Custodians obligations information sheet

    This information sheet explains the difference between a broker and a custodian, custodians for wholesale and managed investment scheme (MIS) clients, and custodians’ statutory obligations. We also list examples of different custodial arrangements.