Search results

Found 79 results. Displaying page 2 of 6

1. 12 November 2015

   Presentation to Fund Managers Forum on Emerging Themes from Licensing

   Presentation to Fund Managers Forum on Emerging Themes from Licensing at the Fund Managers Forum, 12 November 2015

2. 19 May 2016

   Licensing guide - MIS managers of forestry schemes

   This guide supplements Part B of our licensing application guides. It explains to businesses providing a managed investment scheme (MIS) service of a forestry scheme how to approach their licence application under the Financial Markets Conduct Act 2013 (FMC Act).

3. 24 February 2015

   Custodians of managed investment schemes information sheet

   This information sheet outlines the duties and responsibilities under the Financial Markets Conduct Act 2013 (FMC Act) for custodians of registered managed investment schemes.

4. 27 April 2023

   31 December 2022 Disclose Register MIS fund update

   MIS Disclose Data 31 December 2022

5. 13 August 2015

   Guide to market misconduct risks for MIS managers

   This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.

6. 9 December 2022

   Disclose Register MIS fund updates for 30 June 2022

   MIS fund update for 30 June 2022.

7. 27 April 2023

   30 September 2022 Disclose Register MIS fund update

   Disclose Register MIS fund update 30 September 2022

8. 31 March 2022

   31 March 2022 Disclose Register MIS fund updates

   Disclose Register MIS fund updates for 31 March 2022

9. 26 December 2021

   31 December 2021 Disclose Register MIS fund updates

   Disclose MIS Manager fund updates for 31 December 2021

10. 30 June 2021

    30 June 2021 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 30 June 2021

11. 31 March 2021

    31 March 2021 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 31 March 2021

12. 27 December 2020

    31 December 2020 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 31 December 2020

13. 30 September 2020

    30 September 2020 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 30 September 2020

14. 30 June 2020

    30 June 2020 Disclose Register MIS fund updates

    Spreadsheet: disclose register MIS fund updates for 30 June 2020

15. 31 March 2020

    31 March 2020 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 31 Mar 2020