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Found 1138 results. Displaying page 45 of 76

  1. 25 March 2021

    IFIAR releases 2020 Survey of Inspection Findings

    The International Forum of Independent Audit Regulators (IFIAR) has released its ninth annual survey of Members’ inspection results for the 2020 year. IFIAR is a membership organisation of 54 independent audit regulators, including the Financial Markets Authority (FMA).
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  2. 22 September 2017

    FMA toughens approach to misuse of FSPR

    The Financial Markets Authority’s report on the Financial Service Providers Register (FSPR) sets out its work to prevent the misuse of the FSPR between 2014 and 2017.
    Tags
    Media release, Directors, Roles, Business, News & Insights
    Type
    Page

  4. 14 December 2021

    Website scam warning for blackwood-investment.com

    WARNING: We are aware that representatives from the blackwood-investment.com website have cold-called New Zealand investors offering fictitious pre-IPO shares. We believe they are impersonating a registered Hong Kong company, Blackwood Investment Limited. blackwood-investment.com is operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 8 July 2022

    '5 mins with the FMA' podcast #1: Cyber resilience

    In this FMA podcast, James Greig discusses the “Cyber Security & Operational Systems Resilience” information sheet.
    Tags
    Directors, Discretionary investment management scheme (DIMS), Financial Adviser, Banking, Insurance, Roles, Business, Consumer, Managed investment schemes, Market operator, News & Insights, Peer-to-peer lending service providers
    Type
    Page, Podcast
    • Suspected scam

    13 May 2024

    Fake Celebrity Investment Scam – Multiple trading platforms

    The FMA has received several reports regarding fake celebrity or fake influencer endorsement advertisements on social media, promoting online investment schemes.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 6 May 2011

    FMA Orders Whimp to Disclose Warning

    The FMA has ordered Mr Bernard Whimp and associated persons to include a warning from FMA at the beginning of any unsolicited offer they may make. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 5 November 2018

    FMA and RBNZ report on bank conduct and culture

    FMA and RBNZ have completed their joint review into the conduct and culture of 11 New Zealand banks. The review is the first of its kind in New Zealand.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  11. 5 October 2017

    KiwiSaver continues to grow - FMA continues to push providers on customer engagement

    The FMA’s annual KiwiSaver report based on returns as at 31 March 2017 shows total assets were up $7 billion from $33.8 billion in 2016. Investment returns of $2.7 billion were more than double those of 2016, and are close to the previous record $3 billion, reported in 2015.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  12. 18 October 2017

    FMA allows personalised robo-advice; applications open early 2018

    The Financial Markets Authority (FMA) has decided to grant an exemption to enable personalised robo-advice and is publishing the responses to its earlier consultation. Read more.
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page

  13. 13 September 2021

    FMA announces new Chief Executive

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has announced the appointment of experienced international regulator Samantha Barrass as its new Chief Executive.
    Tags
    FMA executive team, Media release, FMA, News & Insights
    Type
    Page

  14. 8 June 2017

    Trial shows simple way to help KiwiSaver members

    KiwiSaver members who received communications created using behavioural insights were more likely to choose to move out of default funds, and less likely to transfer to another provider.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page