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  3. 23 August 2013

    FADC decision on Stephen Musaphia

    The Financial Advisers Disciplinary Committee (FADC) has released its decision into FMA’s complaint against Stephen Musaphia.
    Tags
    Media release, News & Insights
    Type
    Page

  5. 11 November 2014

    Directors of SPI companies agree to enforceable undertakings

    Murray Rex Alcock and Allister Ronald Knight (the Directors), of the various entities comprising the SPI group of companies (including SPI Property Fund Limited), have provided enforceable undertakings to the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  6. 12 March 2013

    Home detention for National Finance director

    National Finance director Anthony Banbrook has today been sentenced to eight and a half months' home detention and ordered to pay $75,000 in reparations in a prosecution taken by the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  10. 16 November 2017

    US International Investment Trade Authority

    The US International Investment Trade Authority is falsely claiming to be a financial services regulator and endorsing products and services from questionable sources.
    Tags
    Fake regulator, Scams
    Type
    Page

  11. 1 November 2018

    Zend Trade

    We are concerned Zend Trade has the characteristics of a scam, including offering unrealistic returns and withholding client funds.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 18 November 2016

    Financial Markets Conduct (Incidental Offers) Exemption Notice 2016

    Every issuer (A), and every holder of financial products issued by A, is exempted from Parts 3 and 4 of the Act in respect of an offer of any financial products of which A is the issuer if certain conditions are met. Expired.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  14. 25 August 2021

    Extension of Submission Deadline: Annual AML/CFT Reports 2021

    Annual AML/CFT 2021 reports – deadline extension. Due the current Alert Level 4, reporting entities might not be able to access required information to complete their Annual AML/CFT Report by 31 August 2021. The AML/CFT Supervisors have therefore agreed to change the submission deadline for this year to the 30th of September 2021.
    Tags
    AML/CFT, COVID-19, Roles, Business, News & Insights
    Type
    Page

  15. 10 November 2021

    www.osakalenders.com

    WARNING: Osaka Lenders claims to be the third project/loan financial institution registered in Tokyo, established in 2003, but there is no other web presence found apart from its website. Additionally, the persons shown on Osaka Lenders’ website are fictitious persons created using the images of some prominent Japanese businesspeople. Read the full warning.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page