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Found 5924 results. Displaying page 394 of 395

1. 6 November 2009

   Securities Act (Authorised Futures Contracts)

   Securities Act (Authorised Futures Contracts) - expired exemption notice Sep 30 2017

   Tags

   Exemptions, Business

   Type

   Page

2. 28 September 2012

   Securities Act (Estates and Interests in Australian Land)

   Securities Act (Estates and Interests in Australian Land) expired exemption notice 2017 Sep 30

   Tags

   Exemptions, Business

   Type

   Page

3. 8 December 2010

   Securities Act (Eligible Service Superannuation Schemes)

   Securities Act (Eligible Service Superannuation Schemes) expired exemption notice 2014 July 31

   Tags

   Exemptions, Business

   Type

   Page

4. 7 September 2007

   Securities Act (Contributory Mortgage Brokers)

   Securities Act (Contributory Mortgage Brokers) expired exemption notice

   Tags

   Exemptions, Business

   Type

   Page

5. 28 June 2013

   Securities Act (Overseas Companies)

   Securities Act (Overseas Companies) expired exemption notice 2017 Sep 30

   Tags

   Exemptions, Business

   Type

   Page

6. 19 April 2017

   Opteck

   Opteck is not registered in New Zealand to offer financial services in New Zealand.

   Tags

   International regulator alerts, Scams

   Type

   Page

7. 14 May 2020

   Outcome of MBIE/FMA review of funding and levies

   MBIE have published the outcome of the review of the FMA’s funding and levies which took place earlier this year.

   Tags

   Media release, FMA, News & Insights

   Type

   Page

8. 1 January 2011

   AB Financial Group

   AB Financial Group is a suspected scam. www.abfinancialservicesgroup.com

   Tags

   Suspected scam, Scams

   Type

   Page

9. 1 January 2011

   Financial Marketing

   Financial Marketing is a suspected scam. website: www.fusionfinancialmarketing.com

   Tags

   Suspected scam, Scams

   Type

   Page

10. 1 January 2011

    Regal Group International

    Regal Group International (WEBSITE: www.regalgroupinternational.com) is a suspected scam.

    Tags

    Suspected scam, Scams

    Type

    Page

11. 12 November 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018 - expired on 2019-11-11

    Tags

    Exemptions, Business

    Type

    Page

12. 20 February 2006

    Securities Act (Employer Superannuation Schemes)

    Securities Act (Employer Superannuation Schemes) - expired exemption on 2014-07-31
    

    Tags

    Exemptions, Business

    Type

    Page

13. 24 July 2009

    Securities Act (Employer Superannuation Schemes)

    Securities Act (Employer Superannuation Schemes) expired exemption notice on 2014-07-31
    

    Tags

    Exemptions, Business

    Type

    Page

14. 29 March 2013

    Securities Act (Overseas Listed Issuers)

    Securities Act (Overseas Listed Issuers) expired exemption notice on 2017-09-30.
    

    Tags

    Exemptions, Business

    Type

    Page

15. 1 April 2011

    Futures Contracts (iPredict Limited)

    Futures Contracts (iPredict Limited) expired exemption notice on 2016-11-30.
    

    Tags

    Exemptions, Business

    Type

    Page