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  2. 11 July 2019

    Warning: MBI International/MFC Club

    The FMA has issued a further warning to investors about a Malaysian-based loyalty scheme, MBI International, also trading as MFC Club (MFC Club).
    Tags
    Media release, News & Insights, Scams
    Type
    Page

  3. 23 July 2019

    FMA sets out key focus areas for the year ahead

    The FMA published its Annual Corporate Plan (ACP), which outlines its work plan for the next financial year and sets objectives for raising standards of behaviour across financial services.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  4. 15 April 2019

    FMA files civil proceedings over trading in Oceania Natural

    The FMA has issued civil proceedings in the High Court against four individuals in relation to trading in Oceania Natural Limited. The proceedings relate to alleged breaches of market manipulation prohibitions and the disclosure obligations in the Financial Markets Conduct Act 2013. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  5. 29 March 2019

    FADC Findings published

    The Financial Advisers Disciplinary Committee (FADC) has published its findings in a case referred to the Committee by the FMA. Read more.
    Tags
    Media release, Financial Adviser, Roles, Business, News & Insights
    Type
    Page

  6. 29 January 2019

    FMA and RBNZ report on life insurer conduct and culture

    The FMA and RBNZ have completed their joint review of 16 New Zealand life insurers. This review follows the regulators’ bank review published in November 2018.
    Tags
    Life insurance, Media release, Insurance, Consumer, News & Insights
    Type
    Page

  7. 28 November 2018

    Public warning –Brian (John) Ferguson

    The Financial Markets Authority (FMA) has issued a public warning about Brian Ferguson, a registered financial adviser from Palmerston North.
    Tags
    Media release, Formal warning, Powers, News & Insights, Enforcement
    Type
    Page

  8. 9 October 2018

    KiwiSaver nears $50 billion in 2018

    KiwiSaver continues to grow steadily according to the FMA’s 2018 KiwiSaver report.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  9. 12 November 2018

    CBL Investigation update

    FMA continues to liaise with the Reserve Bank of New Zealand and Serious Fraud Office, the voluntary administrator of CBL, the liquidator of CBL insurance as well as overseas regulators.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 15 May 2018

    FMA releases fourth AFA information report

    FMA published statistical report on Authorised Financial Advisers (AFAs) in New Zealand for 2017. The FMA requires AFAs to submit an annual information return each year.
    Tags
    Financial Advice Provider, Media release, Roles, Business, News & Insights
    Type
    Page

  13. 16 April 2018

    Formal warning: Crafters & Co Limited

    The FMA has issued a formal warning to Crafters & Co Limited and its director, Hadleigh Petherick.
    Tags
    Media release, Cases, Formal warning, Powers, News & Insights, Enforcement
    Type
    Page

  14. 30 November 2017

    FMA publishes revised investor capability strategy

    The Financial Markets Authority (FMA) has revised its 2015 investor capability strategy based on the insights gained about New Zealand investors during the last two years.
    Tags
    Investor capability, Media release, FMA, News & Insights
    Type
    Page

  15. 12 December 2017

    Accredited Body Reports published

    The Financial Markets Authority (FMA) has today published the accredited body reports for the New Zealand Institute of Chartered Accountants (NZICA) and CPA Australia.
    Tags
    Media release, Roles, Accredited bodies, Business, News & Insights
    Type
    Page