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1. 30 June 2017

   Financial Markets Conduct (Coöperatieve Rabobank U.A.) Exemption Notice 2017

   Financial Markets Conduct (Coöperatieve Rabobank U.A.) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 28 October 2015

   Consultation paper: Draft guidance on disclosure of certain fees and returns by managed funds

   Consultation paper: Draft guidance on disclosure of certain fees and returns by managed funds. Read more here.

   Tags

   Managed investment schemes, Consultations, Roles, Business

   Type

   Page

3. 1 December 2014

   Consultation Paper: Fund update template and guidance for calculating risk indicators

   Consultation Paper: Fund update template and guidance for calculating risk indicators. This consultation paper is for market participants that manage funds and for their supervisors and investors. Read more here.

   Tags

   Managed investment schemes, Supervisor, Consultations, Roles, Business

   Type

   Page

4. 29 January 2015

   Consultation: Proposed additional standard conditions for Authorised Financial Advisers

   Consultation: Proposed additional standard conditions for Authorised Financial Advisers. Read more here.

   Tags

   Financial Adviser, Roles, Consultations, Business

   Type

   Page

5. 10 October 2022

   Imposter website alert: horizoncapital.ltd

   WARNING: Horizoncapital.ltd is impersonating a legitimate company in New Zealand

   Tags

   Imposter website, Scams

   Type

   Page

6. 23 August 2022

   FMA sets its sights on a fairer financial system through its 2022/23 work programme

   FMA released its Annual Corporate Plan 2022/23 (ACP), signalling a period of change for both the financial services industry and the regulator itself.

   Tags

   Governance, FMA, News & Insights

   Type

   Page, Annual corporate plan, Corporate publications

7. 17 October 2022

   FMA files proceedings against Vero for allegedly misleading customers about multi-policy discounts

   FMA has filed High Court proceedings against Vero Insurance for failing to apply multi-policy discounts, which led to customers being overcharged.

   Tags

   Insurance Providers, Media release, Enforceable undertaking, Powers, Business, News & Insights, Enforcement

   Type

   Page

8. 3 March 2015

   Consultation Paper - Disclosing non-GAAP financial information

   Consultation Paper - Disclosing non-GAAP financial information. Read more here.

   Tags

   Offer disclosure for equity and debt offers, Consultations, Roles, Business

   Type

   Page

9. 3 March 2015

   Consultation Paper - Disclosing non-GAAP financial information

   Consultation Paper - Disclosing non-GAAP financial information. Read more here.

   Tags

   Offer disclosure for equity and debt offers, Consultations, Roles, Business

   Type

   Page

10. 23 November 2022

    Financial Markets Conduct (Irish UCITS) Exemption Notice 2022

    Financial Markets Conduct (Irish UCITS) Exemption Notice 2022

    Tags

    Type

    Page, Exemption notice, Financial Markets Conduct Act exemptions, Current

11. 23 November 2022

    FMC Act exemptions

    List of Markets Conduct Act exemptions.

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 13 December 2022

    Financial Markets Conduct (Irrigation Companies) Exemption Notice 2022

    Financial Markets Conduct (Irrigation Companies) Exemption Notice 2022

    Tags

    Exemptions, Business

    Type

    Page

13. 21 December 2022

    FMA files court proceedings against Tiger Brokers, alleging AML/CFT Act breaches

    We have filed civil High Court proceedings against Tiger Brokers for allegedly breaching the AML/CFT Act.

    Tags

    Media release, AML/CFT, Client money or property services provider, Roles, Business, News & Insights, Enforcement

    Type

    Page

14. 24 November 2017

    Fullerton Markets

    The FMA has issued a formal AML/CFT warning to Fullerton Markets. Read more.

    Tags

    AML/CFT, Enforceable action, Roles, Business, Enforcement

    Type

    Page

15. 17 October 2022

    Cedar Financial Limited in breach of New Zealand financial markets legislation

    WARNING: Cedar Financial Limited in breach of New Zealand financial markets legislation.

    Tags

    Imposter website, Scams

    Type

    Page