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Found 5925 results. Displaying page 28 of 395

17 August 2023

AML/CFT Explanatory Note: Electronic Identity Verification Guideline

This Explanatory Note: Electronic Identity verification Guideline replaces the previous Explanatory Note that was published by the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Supervisors in December 2017.

Tags

AML/CFT, Compliance, Roles, Reporting entities, Business

Type

PDF, Guidance
8 July 2016

Exemption notice - Financial Markets Conduct Foodstuffs Provident Fund

Financial Markets Conduct Exemption Notice 2016: Foodstuffs Provident Fund.

Tags

Exemptions, Business

Type

PDF
6 November 2015

Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

Tags

Exemptions, Business

Type

PDF
19 February 2021

Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

Financial Markets Conduct (Insider Trading - Livestock
Improvement Corporation Limited) Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF
8 June 2021

Exemption notice - Financial Markets Conduct Denarau Villas

Financial Markets Conduct (Denarau Villas) Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF
30 June 2021

Exemption Notice - Financial Markets Conduct (Foodstuffs Provident Fund)

Financial Markets Conduct (Foodstuffs Provident Fund) Exemption Notice 2021

Tags

Exemptions, Business

Type

PDF
30 September 2019

Exemption notice - Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited)

Financial Markets Conduct (Insider Trading - Livestock Improvement Corporation Limited) Exemption Notice 2019

Tags

Exemptions, Business

Type

PDF
1 December 2016

Exemption notice - Financial Markets Conduct Denarau Villas

Financial Markets Conduct (Denarau Villas) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
1 December 2016

Exemption notice - The Bible Society Development New Zealand Inc.

Financial Markets Conduct Exemption Notice 2016 - The Bible Society Development New Zealand Inc.

Tags

Exemptions, Business

Type

PDF
20 February 2015

Mark - Joseph Schroeder and Justin William Prain - Reserved Judgment

Reserved Judgment of the District Court of Christchurch in the case against Mark Joseph Schroeder and Justin William Prain.

Tags

Cases, Court decision, Enforcement

Type

PDF
7 July 2005

Alpine Pacific Developments Limited Neil Gurdjieff Dougan and Ernest Ross Thomson -Enforceable Undertaking

Enforceable Undertaking by the Directors of Alpine Pacific Developments Limited, 7 July 2005

Tags

Enforceable Undertaking, Enforcement

Type

PDF
5 March 2007

Huka Falls Resort Limited - Enforceable Undertaking

Enforceable Undertaking by the Director of Huka Falls Resort Limited, 5 March 2007.

Tags

Enforceable Undertaking, Enforcement

Type

PDF
5 March 2007

Kensington Park Properties Limited Patrick Marinus Fontein - Enforceable Undertaking

Enforceable Undertaking by the Directors of Kensington Park Properties Limited, 5 March 2007.

Tags

Enforceable Undertaking, Enforcement

Type

PDF
25 October 2018

Pacific Eagle Capital - Infringement Notice reminder

Infringement Notice reminder served on Pacific Eagle Capital by the FMA, 25 October 2018.

Tags

Activity, Enforcement

Type

PDF
14 June 2022

Cigna and OnePath Life - Enforceable Undertaking

OnePath Life (NZ) Limited and Cigna Life Insurance New Zealand Limited will jointly pay $180,000 to the FMA after admitting liability for breaching the fair dealing provisions of the Financial Markets Conduct Act 2013 (FMCA). 14 June 2022

Tags

Enforceable Undertaking, Enforcement

Type

PDF