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  2. 26 July 2022

    Warning: Citiclient-assets.com operating a term-deposit scam

    WARNING: We are concerned that this scam operation is targeting New Zealand residents and offering investment in a term deposit. It is claimed that the investment is offered by Citibank, N.A. which is not true.
    Tags
    Imposter website, Suspected scam, Scams
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    Page

  3. 24 August 2020

    Designated settlement systems

    There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)
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    Type
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  4. 14 June 2013

    Home detention for Dominion Finance directors

    Two former directors of Dominion Finance have today been sentenced to home detention after pleading guilty to Securities Act charges laid by the Financial Markets Authority. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  5. 6 September 2010

    Updated Guide for Financial Entities

    The Securities Commission today released an updated edition of its QFE Adviser Business Statement Guide reflecting changes to the Financial Advisers Act.
    Tags
    Media release, News & Insights
    Type
    Page

  8. 3 September 2010

    New Designated Settlement System

    The Reserve Bank of New Zealand and the Securities Commission today announced that the newly established NZCDC Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page

  11. 31 August 2022

    Jarden Securities Limited

    Jarden Securities Limited formerly known as First NZ Capital Securities Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 7 November 2020

    Eden GP Limited

    Eden GP Limited (FSP761251) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 7 September 2012

    New designated settlement system

    The Reserve Bank of New Zealand and the Financial Markets Authority (FMA) have announced that the NZ Clear Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page

  15. 14 June 2017

    Insider trader sentenced

    Jeffrey Peter Honey was sentenced to six months home detention at the Auckland District Court, after pleading guilty to one charge of insider trading under section 243(1)(a) and section 244 Financial Markets Conduct Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page