Search results

Found 6611 results. Displaying page 408 of 441

1. 28 February 2024

   YG General Limited

   YG General Limited, FSP705651 is an AML reporting entity.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

2. 28 February 2024

   FINANCIAL DOCTORS LIMITED

   FINANCIAL DOCTORS LIMITED is an AML/CFT reporting entity.
   
   

   Tags

   Type

   Page

3. 28 February 2024

   Timothy Robert EDWARDS

   Timothy Robert EDWARDS is an AML/CFT reporting entity.
   
   

   Tags

   Type

   Page

4. 28 February 2024

   SOUTHERN WEALTH MANAGEMENT LIMITED

   SOUTHERN WEALTH MANAGEMENT LTD is an AML reporting entity

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

5. 13 June 2023

   Financial Markets Conduct (Fonterra Co-operative Group Limited – Share Subdivision) Exemption Notice 2023

   The Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.

   Tags

   Exemptions, Business

   Type

   Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

6. 4 November 2021

   Financial Markets Conduct (Forestry Schemes) Exemption Notice 2021

   Financial Markets Conduct (Forestry Schemes) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   Page

7. 24 June 2022

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2022

   The Exemption gives relief to the manager from having to directly contact those scheme participants for whom the manager has not received completed payment instructions

   Tags

   Exemptions

   Type

   Page

8. 9 November 2021

   Financial Markets Conduct (Incidental Offers) Exemption Notice 2021

   Financial Markets Conduct (Incidental Offers) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   Page

9. 26 October 2022

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

   Tags

   Exemptions

   Type

   Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

10. 28 February 2024

    Tidal Financial Services – Imposter website

    Imposter website alert: tidalfs.com or TidalNZ.site is falsely using the details of the genuine New Zealand company Tidal Financial Services.

    Tags

    Imposter website, Suspected scam, Scams

    Type

    Page

11. 9 November 2021

    Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2021

    Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

12. 21 December 2023

    EVERLASTING NOMINEES LIMITED

    EVERLASTING NOMINEES LIMITED is an AML/CFT reporting entity.
    
    

    Tags

    Type

    Page

13. 4 November 2021

    Financial Markets Conduct (Property Schemes-Custody of Assets) Exemption Notice 2021

    Financial Markets Conduct (Property Schemes-Custody of Assets) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

14. 2 November 2021

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2021

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

15. 1 March 2024

    GJ Harkerss & Associates Limited

    GJ Harkerss & Associates Limited is an AML/CFT reporting entity.

    Tags

    Type

    Page