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Found 6589 results. Displaying page 60 of 440

1. 18 December 2014

   Warning: Beware of misleading advertising promoting UK pension scheme transfers

   We have been monitoring promotional materials and advertisements that encourage people to transfer their UK pension scheme entitlements, and has requested that certain materials be removed from publication.

   Tags

   Consumer, Scams

   Type

   Page

2. 4 February 2014

   Securities Act (Scales Corporation Limited and George H Investment)

   Securities Act (Scales Corporation Limited and George H Investment) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 24 May 2013

   Securities Act (Property For Industry Limited)

   Securities Act (Property For Industry Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 26 July 2013

   Securities Markets Act (Heartland New Zealand Limited Share Sale Plan)

   Securities Markets Act (Heartland New Zealand Limited Share Sale Plan) - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 29 March 2013

   Financial Reporting Act 1993 (Overseas Issuers)

   Financial Reporting Act (Overseas Issuers) Exemption Notice 2013 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 31 August 2022

   Financial Reporting Act (Kiwi Capital Management Limited)

   Financial Reporting Act (Kiwi Capital Management Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 29 October 2011

   Securities Act (Forest Enterprises Limited)

   Securities Act (Forest Enterprises Limited) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 6 August 2010

   Securities Act (Commonwealth Bank of Australia - Australian Bank Accounts)

   Securities Act (Commonwealth Bank of Australia - Australian Bank Accounts) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 31 August 2022

   Securities Act (Hawthorn Water Limited)

   Securities Act (Hawthorn Water Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 13 July 2015

    FMA obtains enforceable undertakings from NZ residents found liable for financial misconduct in Australia

    The Financial Markets Authority (FMA) has agreed to accept enforceable undertakings from David John Hobbs and Jacqueline Hobbs, limiting their activities in New Zealand’s financial markets.

    Tags

    Media release, Cases, News & Insights, Enforcement

    Type

    Page

11. 28 July 2015

    Financial Advisers (Courtenay Nominees Limited Transaction Reporting)

    Financial Advisers (Courtenay Nominees Limited Transaction Reporting)

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 22 September 2015

    First Mortgage and First Mortgage PIE Trust - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    First Mortgage and First Mortgage PIE Trust - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    Tags

    Type

    Page

13. 1 December 2015

    Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited)

    Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2015 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 15 March 2016

    Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2016

    Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 6 May 2016

    Financial Markets Conduct (Insurance Australia Group Limited) Exemption Notice 2016

    Financial Markets Conduct (Insurance Australia Group Limited) Exemption Notice 2016 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page