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Found 6589 results. Displaying page 51 of 440

  1. 9 December 2015

    Anna Ngaire Gudrun Kenny

    Anna Ngaire Gudrun Kenny, FSP241585, is a licensed Independent Trustee.
    Tags
    Licensed entity, Roles, Independent trustee, Business
    Type
    Page

  2. 15 June 2016

    Richard Francis Niven

    Richard Francis Niven, FSP487626, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  3. 8 May 2015

    Booster Investment Management Limited

    Booster Investment Management Limited, FSP28142, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  4. 12 September 2016

    Silverfin Capital Limited

    Silverfin Capital Limited, FSP487266, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  5. 1 January 2016

    Banc de Binary Limited

    There are recent warnings issued by the Australian Securities and Investment Commission in relation to Banc de Binary Limited.
    Tags
    International regulator alerts, Scams
    Type
    Page

  6. 1 August 2013

    IBC Capital Limited

    IBC Capital Limited is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 1 October 2012

    Mane Capital Markets

    Mane Capital Markets is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 25 February 2019

    Totara Wealth Management Limited

    Totara Wealth Management Limited, FSP561546, is a licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 3 December 2018

    Richard Graham Ansell

    Richard Graham Ansell, FSP625969, is a licensed Independent Trustee
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  13. 19 September 2019

    Koru Finance Limited

    Koru Finance Limited, FSP683431, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 23 October 2019

    Financial Markets Conduct (Masthead Joint Venture) Exemption Notice 2019

    This notice, which comes into force on 22 October 2019 and is revoked on the close of 21 October 2024, exempts certain trustees of trusts that together either control, or have a potential future interest in, the Masthead Joint Venture from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page