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  2. 16 June 2015

    FMA welcomes first listing on new NXT market

    The Financial Markets Authority (FMA) says the first listing this week on the NXT market sparks a new era of innovative capital raising in New Zealand.
    Tags
    Market operator, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 11 March 2016

    Warning: Beware of unsolicited offers of employment

    We have become aware that an organisation falsely claiming to be associated with a New Zealand Authorised Financial Adviser has been contacting members of the public via the Australian website www.seek.com.au offering employment as Payment Security Managers.
    Tags
    Scams
    Type
    Page

  10. 30 June 2017

    Penalty judgment in the case of FMA v Warminger

    The High Court imposed a total penalty of $400,000 on Mark Warminger for two contraventions of the Securities Markets Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 27 September 2017

    FMA publishes annual report 2017

    The Financial Markets Authority (FMA) published its annual report today for the financial year ending June 30 2017. This highlights two key developments for the FMA; a Government review confirming increased funding and the IMF’s Financial System Stability Assessment.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  13. 31 August 2022

    ASB COVERED BOND TRUSTEE LIMITED

    ASB COVERED BOND TRUSTEE LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page