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  1. 21 September 2023

    Trustee and Nominee exemptions

    The Trustee Corporations and Nominee Companies which have notified FMA that they have opted in to this exemption are listed here.
    Tags
    Exemptions, Business
    Type
    Page

  2. 26 September 2023

    In the spotlight: John Horner

    John Horner discusses his motivating factors for taking "a new direction" in his career, transitioning from a long-standing law firm partnership to senior roles at the Financial Markets Authority, highlighting the desire for reinvigorating his career and a sense of serving a greater purpose.
    Tags
    Article, Business, News & Insights
    Type
    Page

  4. 15 September 2022

    WIW2022 Logos

    World Investor Week 2022 promotion materials. This zip file includes logos
    Tags
    Campaigns, Investing, Consumer
    Type

  6. 24 October 2023

    GroU Money Limited

    GroU Money Limited is an AML/CFT reporting entity.
    Tags
    Type
    Page

  8. 30 October 2023

    Key findings from 2022 Supervisor relicensing

    Report on findings and areas for improvement identified by the FMA’s 2022 relicensing of Supervisors.
    Tags
    Reports and Papers, Roles, Business, News & Insights, Supervisor
    Type
    PDF

  9. 12 October 2023

    Unregistered businesses

    The FMA publishes the names of unregistered businesses that have been reported as offering financial services to New Zealanders.
    Tags
    Investor warning, Consumer
    Type
    Page

  10. 30 October 2020

    Tempo Limited

    Tempo Limited is an AML/CFT reporting entity. The entity was previous know as Trove NZ Limited changed to Tempo Limited on date 13 November, 2023.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  11. 13 June 2018

    Key findings from the recent re-licensing of supervisors

    The FMA has completed a review of the licensed supervisors during the process to update their license status in 2017.
    Tags
    Licensing & registration, Roles, Reports and Papers, Supervisors, Business, News & Insights, Supervisor
    Type
    Page, Report

  12. 15 November 2023

    Lifetime Retirement Income DBG

    Lifetime Retirement Income DBG includes Lifetime Asset Management Limited and Lifetime Trustee Limited.
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  13. 15 November 2023

    Lifetime Trustee Limited

    Lifetime Trustee Limited is an AML reporting entity. Lifetime Trustee Limited was previous named SUPERANNUATION MANAGEMENT NOMINEES LIMITED, the name was changed on 15 November 2023.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 30 November 2023

    NZFOREX LIMITED

    Derivatives Issuer licence transferred from FIRMA FOREIGN EXCHANGE CORPORATION (NZ) LIMITED’s original licence upon amalgamation of FIRMA FOREIGN EXCHANGE CORPORATION (NZ) LIMITED and NZFOREX LIMITED.
    Tags
    Reporting entities, Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  15. 3 February 2020

    Vowfx

    Vowfx could be involved in a scam. Its website contains false claims about FMA regulation.
    Tags
    Suspected scam, Scams
    Type
    Page